CB
Christopher W. Battersby
ATLANTIC PLANNING GROUP
WALTHAM, MA 02451
Some features on this profile are disabled
CRD#: 1704836
CB
Professional summary
Christopher Wells Battersby, CFP®, ChFC®, CLU®, who also goes by Christopher Wells Battensby, Chris Battersby, is a registered financial advisor currently at ATLANTIC PLANNING GROUP, LLC located in Waltham, Massachusetts and EAGLE STRATEGIES LLC located in Waltham, Massachusetts.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 6 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher Wells Battensby | Chris Battersby
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[ATLANTIC PLANNING GROUP, LLC - REGISTERED INVESTMENT ADVISOR FIRM 201 JONES ROAD SUITE 620 WALTHAM, MA 02451 FINANCIAL PLANNING PARTNER 2/1998 FULL TIME PREPARE FINANCIAL PLANS, PRESENT, AND MONITOR FOR CLIENTS] [OPERATING UNDER THE DBA NAME OF ATLANTIC PLANNING GROUP LLC FOR THE PURPOSE OF FINANCIAL PLANNING, SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 201 JONES RD STE 620 WALTHAM MA 02451] [Cryptocurrency Investment; I would like to purchase some cryto currency. If NYL thinks it's a good investment, why shouldn't I own some.; 50 Causeway Street, Apt 2714, Boston, MA 02114; Start Date 02/2021; Role/Title: Investor; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; buying and selling crypto currency][Battersby Family Irrevocable Trust dtd 7/2/2024; Family Trust account; 201 Jones Road, Suite 620 Waltham, MA 02451; Start Date 07/2024; Role/Title: Trustee; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; trustee]
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Wells Battersby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
August 23, 1998 - Present
ATLANTIC PLANNING GROUP, LLC
Office #1: 201 Jones Road 5th Floor, Waltham, MA 02451RIA
CRD#: 133178
WALTHAM, MA
Current
February 27, 2000 - Present
EAGLE STRATEGIES LLC
Office #1: 201 Jones Road 5th Floor, Waltham, MA 02451RIA
CRD#: 110826
WALTHAM, MA
Current
February 23, 1996 - Present
NYLIFE SECURITIES LLC
Office #1: 201 Jones Road 5th Floor, Waltham, MA 02451BD
CRD#: 5167
Waltham, MA
Past
October 23, 1989 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Past
October 23, 1989 - February 12, 1996
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
September 24, 1987 - October 20, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(7/31/2024)
RR
California(7/25/2003)
RR
Connecticut(1/20/2011)
RR
District of Columbia(1/3/2018)
RR
Florida(1/21/2011)
IAR
Florida(10/2/2023)
RR
Georgia(3/2/2022)
RR
Illinois(3/23/2016)
RR
Kansas(9/17/2019)
RR
Maine(1/20/2011)
RR
Maryland(1/4/2018)
RR
Massachusetts(2/23/1996)
IAR
Massachusetts(8/23/1998)
RR
Michigan(1/16/2015)
RR
New Hampshire(1/20/2011)
RR
New Jersey(1/20/2011)
RR
New York(1/20/2011)
RR
North Carolina(1/20/2011)
RR
North Dakota(12/19/2022)
RR
Ohio(1/28/2022)
RR
Pennsylvania(1/21/2011)
RR
Rhode Island(1/21/2011)
RR
South Carolina(1/6/2011)
RR
Tennessee(3/2/2011)
RR
Texas(9/19/2018)
IAR
Texas(1/21/2021)
RR
Vermont(2/4/2011)
RR
Virginia(1/20/2011)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Waltham, MA 02451TRUST BUT VERIFY
Monitor Christopher Battersby
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
