Robert W. Peters
Professional summary
Robert William Peters, who also goes by Robert W Peters, Robert William Peters, is a registered financial professional currently at SAGETRADER, LLC located in Englewood, New Jersey and INTEGRAL WEALTH SECURITIES LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2006. Robert has worked at 28 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert William Peters's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2019 - Present
SAGETRADER, LLC
Office #1: 282 Grand Avenue Suite #2, Englewood, NJ 07631August 1, 2019 - Present
INTEGRAL WEALTH SECURITIES LLC
Office #1: 200 Vesey St. 24th Floor, New York, NY 10281August 9, 2021 - Present
BLINK SECURITIES LLC
Office #1: 27 Union Square West 4th Floor, New York, NY, 10003October 18, 2021 - Present
CONSOLIDATED FINANCIAL INVESTMENTS, INC.
Office #1: 222 North Meramec Avenue, Clayton, MO 63105-3702December 5, 2022 - Present
TAPP ENGINE SECURITIES
Office #1: 1400 Hancock St. 6th Floor, Quincy, MA 02169November 30, 2023 - Present
PLUS VENTURE PARTNERS, LLC
Office #1: 1729 Abbot Kinney Blvd, Venice, CA 90291January 22, 2024 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606February 1, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901May 7, 2024 - Present
CHIMERA SECURITIES, LLC
Office #1: 27 Union Square West 4th Floor, New York, NY 10003June 13, 2024 - Present
QUINT CAPITAL CORPORATION
Office #1: 230 Park Ave - 361w, New York, NY 10169June 24, 2024 - Present
MADISON GLOBAL PARTNERS LLC
Office #1: 350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788May 1, 2025 - Present
CORECAP INVESTMENTS, LLC
Office #1: 27777 Franklin Road Suite 700, Southfield, MI 48034October 10, 2023 - April 29, 2025
CLEARFP SECURITIES, LLC
August 25, 2023 - March 11, 2025
BRIGHTON SECURITIES CORP.
September 16, 2021 - March 28, 2022
SPARTAN CAPITAL SECURITIES, LLC
February 8, 2021 - March 10, 2023
MCDONNAUGH SECURITIES LLC
May 10, 2019 - December 19, 2023
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
October 5, 2018 - April 30, 2020
ALL RISE TRADING LLC
April 3, 2018 - October 3, 2018
OCEANUS SECURITIES, LLC
September 9, 2017 - May 30, 2018
D. BORAL CAPITAL
June 2, 2017 - March 28, 2018
FSIC
March 15, 2017 - April 13, 2018
EASTGATE SECURITIES, LLC
March 1, 2017 - March 29, 2018
SI SECURITIES, LLC
February 13, 2017 - February 23, 2017
GARDEN STATE SECURITIES, INC.
February 10, 2017 - March 27, 2018
CONSOLIDATED FINANCIAL INVESTMENTS, INC.
April 11, 2016 - April 14, 2017
TOUSSAINT CAPITAL PARTNERS, LLC
January 30, 2013 - April 29, 2013
HOLD BROTHERS CAPITAL LLC
January 5, 2009 - March 4, 2013
CONSTANS CRESCENT GLOBAL LLC
October 17, 2006 - May 16, 2011
MCMAHAN SECURITIES CO. L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
CORECAP INVESTMENTS, LLC
CRD#: 37068 / SEC#: , 8-47783
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
