David N. Steck
Professional summary
David Neil Steck is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2005. David has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24, Series 23, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Neil Steck's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2025 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020February 21, 2020 - March 16, 2023
RBC CAPITAL MARKETS, LLC
September 14, 2009 - June 25, 2019
NOMURA SECURITIES INTERNATIONAL, INC.
August 22, 2005 - September 11, 2009
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2025)
(6/25/2025)
(6/25/2025)
(7/1/2025)
(6/25/2025)
(7/2/2025)
Exams
FINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
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