Kent E. Stone

CLUTINGER WILLIAMS & VERHOYE

San Diego, CA 92120-4761

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CRD#: 1704210

Professional summary

Kent Edwin Stone is a registered financial advisor currently at CLUTINGER WILLIAMS & VERHOYE INC located in San Diego, California.

Kent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Kent has worked at 4 firms and has passed the Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Edwin Stone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2008 - Present

CLUTINGER WILLIAMS & VERHOYE INC

Office #1: 6398 Del Cerro Blvd Ste 3, San Diego, CA 92120-4761

RIA

CRD#: 111082

San Diego, CA

Past

April 9, 2002 - October 21, 2008

STONE ASSET MANAGEMENT GROUP, INC.

RIA

CRD#: 112134

SAN DIEGO, CA

Past

October 31, 1987 - November 30, 1987

AMERICAN CAPITAL CONTRACTUAL SERVICES, INC.

CRD#: 148

Past

July 21, 1987 - November 25, 1987

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLUTINGER WILLIAMS & VERHOYE INC

CRD#: 111082 / SEC#: 801-5935

RIA

Registered Investment Advisory firm - (9/3/1969 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/22/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 6/17/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/9/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CLUTINGER WILLIAMS & VERHOYE INC

CRD#: 111082 / SEC#: 801-5935

RIA

Registered Investment Advisory firm - (9/3/1969 Approved)

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Contact information

Main Address

6398 Del Cerro Blvd Ste 3, San Diego, CA 92120-4761

Mailing Address

Phone number

(619) 326-0900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B BROCHURE 2025 (9/19/2025)

Regulatory assets under management

Total Number of Accounts	255
AUM (Assets Under Management)	$ 163,101,604

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kent E. Stone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Edwin Stone's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLUTINGER WILLIAMS & VERHOYE INC

STONE ASSET MANAGEMENT GROUP, INC.

AMERICAN CAPITAL CONTRACTUAL SERVICES, INC.

ADVANTAGE CAPITAL CORPORATION

Primary Firm SEC Registration

CLUTINGER WILLIAMS & VERHOYE INC

State Registrations and Notice Filings

Exams

Series 7

Date: 6/17/1997

Series 6

Date: 7/9/1987

Current Firm

CLUTINGER WILLIAMS & VERHOYE INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLUTINGER WILLIAMS & VERHOYE INC

TRUST BUT VERIFY

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