Christopher James Mckenna
Professional Summary
Christopher James Mckenna is a registered financial advisor currently at CARLETON MCKENNA ADVISORS, LLC located in Cleveland, Ohio. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CARLETON MCKENNA ADVISORS, LLC
Contact Information
Main Address
600 Superior Avenue, Suite 2510, Cleveland, OH 44114Mailing Address
600 Superior Avenue, Suite 2510, Cleveland, OH 44114Phone Number
(216) 523-1962Established
Ohio since 05/31/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/4/2015)
(5/15/2015)
(3/25/2015)
(4/8/2015)
(7/18/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Oct 2011About the Series 79 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1987About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher James Mckenna's CRS (Customer Relationship Summary).
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