Darren D. Day
Professional summary
Darren Dennis Day is a registered financial professional currently at GAR WOOD SECURITIES, LLC located in Bonita, California.
Darren is registered as a RR (Registered Representative) and started their career in finance in 1987. Darren has worked at 16 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Darren Dennis Day's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2018 - Present
GAR WOOD SECURITIES, LLC
January 11, 2018 - October 17, 2018
COINBASE CAPITAL MARKETS CORP
March 22, 2016 - November 27, 2017
INTEGRATED ADVISORS NETWORK LLC
March 24, 2014 - January 4, 2018
GAR WOOD SECURITIES, LLC
September 24, 2013 - March 25, 2014
B. RILEY & CO., LLC
September 24, 2013 - March 25, 2014
B. RILEY & CO., LLC
August 2, 2011 - September 25, 2013
COWEN PRIME SERVICES LLC
August 2, 2011 - September 25, 2013
COWEN PRIME SERVICES LLC
December 9, 2010 - January 5, 2011
SRT SECURITIES LLC
August 17, 2006 - April 4, 2012
ALARIS TRADING PARTNERS, LLC
May 9, 2005 - March 24, 2006
LEGEND SECURITIES, INC.
June 4, 2004 - July 30, 2004
HAMPTON SECURITIES (USA), INC.
March 24, 2004 - January 21, 2012
ALARIS TRADING PARTNERS, LLC
July 8, 2002 - September 9, 2002
UNX LLC
May 21, 2001 - June 21, 2002
PCS SECURITIES, INC.
January 21, 2000 - April 6, 2001
CAPSTONE INVESTMENTS
December 23, 1992 - January 19, 2000
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
April 30, 1991 - November 24, 1992
SCOTIA CAPITAL (USA) INC.
August 21, 1989 - March 5, 1991
MUFG SECURITIES AMERICAS INC.
July 28, 1987 - May 9, 1989
LLOYDS GOVERNMENT SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2018)
(10/20/2022)
(12/5/2019)
(10/10/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 3/4/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
GAR WOOD SECURITIES, LLC
CRD#: 138033 / SEC#: , 8-67143
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GERECKE, DENNIS ROBERT | CLASS A MEMBER, EVP, COO, ROSFP | 1856554 |
| JERSEY, ROBERT STANTON | CEO, CLASS A MEMBER, SOLE MGR. | 1592359 |
| ROETTGER, ANDREW | CLASS B MEMBER | 7427489 |
| JERSEY, RICHARD ANDREW | CLASS B MEMBER | 8002945 |
| DOOLEY, BRADFORD R | OUTSIDE FINOP, PRIMARY FINANCIAL OFFICER, PRIMARY OPERATIONS OFFICER | 4308078 |
| GANTAR, CRAIG MICHAEL | CLASS B MEMBER, SVP, SALES MANAGER | 3238628 |
| GOUWENS, SHERRY LEE | CLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER | 4458617 |
| JERSEY, ROBERT COLEMAN | CLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR | 5870086 |
| TATTAS, MICHAEL CARL | CLASS B MEMBER, CHIEF COMPLIANCE OFFICER | 4386824 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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