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Todd D. Marvin

MARVIN & PALMER ASSOCIATES
WILMINGTON, DE 19801-1165
Some features on this profile are disabled
CRD#: 1702687
TM

Professional summary

Todd David Marvin is a registered financial advisor currently at MARVIN & PALMER ASSOCIATES located in Wilmington, Delaware.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Todd has worked at 1 firm and has passed the Series 65 and Series 2 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd David Marvin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 16, 1997 - Present

MARVIN & PALMER ASSOCIATES

Office #1: 1201 N. Market Street Suite 2300, Wilmington, DE 19801-1165
RIA
CRD#: 105399
WILMINGTON, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
M&
MARVIN & PALMER ASSOCIATES
MARVIN & PALMER ASSOCIATES

CRD#: 105399 / SEC#: 801-27724

RIA
Registered Investment Advisory firm - (8/29/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(2/16/2005)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/19/1995
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 2
Date: 2/2/1996
Non-Member General Securities Examination

Current Firm

M&
MARVIN & PALMER ASSOCIATES
MARVIN & PALMER ASSOCIATES

CRD#: 105399 / SEC#: 801-27724

RIA
Registered Investment Advisory firm - (8/29/1986 Approved)
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Contact information

Main Address
3711 Kennett Pike Suite 120, Wilmington, DE 19807
Mailing Address
Phone number
(302) 573-3570
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARVIN & PALMER ASSOCIATES BROCHURE 2025 03 (3/26/2025)

Regulatory assets under management

Total Number of Accounts8
AUM (Assets Under Management)$ 169,049,595

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
03/30/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARVIN & PALMER ASSOCIATES

CRD#: 105399Wilmington, DE 19801-1165

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