Merrill Ross
Professional summary
Merrill Ross, who also goes by Merrill Brody, Merrill Ross Hadady, Merrill Hadady, Merrill H Ross, Merrill Hadady Ross, is a registered financial professional currently at COMPASS POINT RESEARCH & TRADING, LLC located in Washington, District Of Columbia.
Merrill is registered as a RR (Registered Representative) and started their career in finance in 1987. Merrill has worked at 9 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Merrill Ross's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2019 - Present
COMPASS POINT RESEARCH & TRADING, LLC
Office #1: 1055 Thomas Jefferson St., Nw, Suite 303, Washington, DC 20007April 30, 2018 - June 11, 2019
BOENNING & SCATTERGOOD, INC.
June 14, 2010 - July 5, 2017
B. RILEY WEALTH MANAGEMENT
February 4, 2009 - June 11, 2010
BGB SECURITIES, INC.
May 13, 1997 - December 16, 2008
B. RILEY SECURITIES, INC.
November 3, 1993 - April 11, 1997
FIRST UNION CAPITAL MARKETS CORP.
May 19, 1992 - October 6, 1993
CREDIT SUISSE SECURITIES (USA) LLC
November 30, 1988 - February 27, 1991
RANIERI & CO., INC.
August 18, 1987 - March 15, 1991
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2019)
(6/11/2019)
Exams
FINRA
Current Firm
COMPASS POINT RESEARCH & TRADING, LLC
CRD#: 126258 / SEC#: , 8-65866
Contact information
FINRA licenses (33 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOONER HOLDINGS, LLC | HOLDING COMPANY | |
| DOERR, MANDY MULLER | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 4988605 |
| DREYER, SCOTT ERIC | EXECUTIVE CHAIRMAN | 717434 |
| GRANT, KEVIN STEWART | CHIEF COMPLIANCE OFFICER | 6383394 |
| HAYES, BURKE FROST JR | CEO | 3211858 |
| NEALON, CHRISTOPHER ALLEN | CHIEF OPERATING OFFICER | 2447167 |
| NICOLL, ROBERT ANDREW | MEMBER | 2826685 |
| SHEEDY, THOMAS WILLIAM | MEMBER | 1777044 |
Red Flags
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