Robert B. Shapiro
Professional summary
Robert Barry Shapiro, who also goes by Robert Shapiro, XXx Xxx, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 4 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Barry Shapiro's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2026 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 12, 2018 - November 21, 2019
THE LEADERS GROUP, INC.
June 25, 2018 - August 27, 2018
NYLIFE SECURITIES LLC
August 11, 2010 - November 25, 2016
BLOOMBERG TRADEBOOK LLC
January 5, 2010 - June 7, 2010
INVESCO CAPITAL MARKETS, INC.
February 20, 2007 - August 10, 2010
MORGAN STANLEY DISTRIBUTION, INC.
June 23, 2006 - January 23, 2007
ABEL/NOSER CORP.
March 16, 2001 - September 20, 2004
IAM CAPITAL CORPORATION
June 26, 1998 - June 1, 1999
SEB SECURITIES, INC.
March 28, 1997 - May 21, 1998
VAN LANSCHOT KEMPEN (USA) INC.
August 18, 1987 - April 1, 1997
NATIXIS SECURITIES AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 7TO
Passed: 8/19/2026
General Securities Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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