Mitchell S. Little
Professional summary
Mitchell Stuart Little II, who also goes by Mitch Little II, is a registered financial professional currently at CORONADO INVESTMENTS, LLC located in Rancho Santa Fe, California.
Mitchell is registered as a RR (Registered Representative) and started their career in finance in 1987. Mitchell has worked at 3 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 50, Series 7, Series 6, Series 2, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mitchell Stuart Little II's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2002 - Present
CORONADO INVESTMENTS, LLC
Office #1: 17630 El Vuelo, Rancho Santa Fe, CA 92067May 28, 1996 - September 20, 1999
UAM FUND DISTRIBUTORS, INC.
July 31, 1987 - December 6, 1988
PACIFIC SELECT DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2002)
(11/3/2015)
(5/29/2013)
(5/29/2013)
(3/3/2003)
(5/29/2013)
(4/11/2018)
(11/14/2002)
(1/30/2004)
(1/14/2014)
(11/14/2002)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 2
Date: 8/1/1995
Non-Member General Securities ExaminationSeries 28
Date: 2/19/2013
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
CORONADO INVESTMENTS, LLC
CRD#: 111992 / SEC#: , 8-53215
Contact information
FINRA licenses (13 States and Territories)
Red Flags
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