Steven P. Benjamin
Professional summary
Steven Prescott Benjamin is a registered financial professional currently at SIA SECURITIES CORPORATION located in Minneapolis, Minnesota.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1987. Steven has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Prescott Benjamin's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 1997 - Present
SIA SECURITIES CORPORATION
Office #1: 3300 Ids Center 80 S. 8th Street, Minneapolis, MN 55402May 22, 1996 - May 22, 1997
SECURIAN FINANCIAL SERVICES, INC.
July 23, 1987 - April 9, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/11/2002)
(7/23/2024)
(9/6/2005)
(7/23/2024)
(1/26/2006)
(10/30/1997)
(1/9/2003)
Exams
FINRA
Current Firm
SIA SECURITIES CORPORATION
CRD#: 35403 / SEC#: , 8-46668
Contact information
FINRA licenses (42 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
