Robert R. Fearon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Ross Fearon, who also goes by Bob Fearon, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2010 - November 26, 2018
ESSEX SECURITIES LLC
January 10, 2005 - December 31, 2006
INVESTORS CAPITAL CORP.
June 1, 1999 - December 31, 2004
EASTERN POINT ADVISORS INC.
January 25, 1995 - January 1, 2010
INVESTORS CAPITAL CORP.
October 19, 1993 - December 16, 1994
INVESTORS CAPITAL CORP.
October 10, 1990 - December 31, 1991
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
August 20, 1987 - August 21, 1990
INVESTORS BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/23/1998
Corporate Securities Limited Representative ExaminationCurrent Firm
ESSEX SECURITIES LLC
CRD#: 46605 / SEC#: , 8-51472
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
