Homayoun Nekoorad
ON INVESTMENT MANAGEMENT CO
Greenwood, CO 80111
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CRD#: 1700756
Professional summary
Homayoun Nekoorad, CFP®, who also goes by Homayoun (nmn) Nekoorad, Mike Nekoorad, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Greenwood, Colorado and THE O.N. EQUITY SALES COMPANY located in Greenwood Village, Colorado.
Homayoun is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Homayoun has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 15 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Homayoun (nmn) Nekoorad | Mike Nekoorad
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MIKE NEKOORAD CLU; 1 FIELDSTONE TRAIL,ENGLEWOOD CO 80113; NOT INVESTMENT RELATED; INSURANCE SALES; AGENT; 01/01/1994-PRESENT; 5 HOURS/MONTH (4 HOURS/TRADING); HEALTH INSURANCE, DENTAL INSURANCE, FIXED ANNITIES, GROUP INSURANCE BENEFITS, DIABILITY INCOME INSURANCE , EQUITY INDEX ANNITIES. 2) MIKE NEKOORAD CLU; 7307 CATAPA AVE CALIFORNIA CITY CA 93505; NOT INVESTMENT RELATED; RESIDENTIAL RENTAL PROPERTY; OWNER; 01/01/2010-PRESENT 0 HOUR/MONTH; 0 HOURS/TRADING; COLLECT RENT AND SEND REPAIRMAN TO MAINTAIN THE HOUSE. 4) Coffee Mortgages; NOT INVESTMENT RELATED; 8400 E. Prentice Ave, GREENWOOD CO 80111; MORTGAGE LOAN ORIGNATION; PRINCIPLE; 01/01/2018-PRESENT; 5 HRS./MO; 5 TRADING HRS./MO.; TAKE APPLICATIONS FOR PURCHASE OF REFINANCE.
CRS (Client Relationship Summary) - RIA
Click below to view Homayoun Nekoorad's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
January 23, 2015 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 8400 E. Prentice Ave Suite 1360, Greenwood, CO 80111RIA
CRD#: 105662
Greenwood, CO
Current
January 15, 2015 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 8400 E. Prentice Ave Suite 800, Greenwood Village, CO 80111BD
CRD#: 2936
Greenwood Village, CO
Past
July 26, 2010 - December 22, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
CENTENNIAL, CO
Past
November 3, 1993 - December 22, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
CENTENNIAL, CO
Past
November 20, 1991 - February 11, 1992
K MICHAEL & COMPANY
BD
CRD#: 17881
IRVINE, CA
Past
August 12, 1987 - May 13, 1988
WADDELL & REED
BD
CRD#: 866
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/30/2025)
IAR
Arizona(10/10/2025)
RR
California(1/15/2015)
IAR
California(2/3/2015)
RR
Colorado(1/15/2015)
IAR
Colorado(1/23/2015)
IAR
Florida(12/15/2022)
RR
Florida(3/1/2023)
RR
Georgia(9/1/2021)
RR
Michigan(5/15/2024)
RR
New Mexico(8/14/2024)
IAR
Texas(12/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 11/19/1991
Foreign Currency Options ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
