Peter J. Pacitto
Professional summary
Peter Joseph Pacitto, who also goes by Peter J Pacitto, is a registered financial professional currently at DC ADVISORY located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1998. Peter has worked at 5 firms and has passed the Series 99TO, Series 79TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Joseph Pacitto's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2016 - Present
DC ADVISORY
Office #1: 605 Third Avenue 11th Floor, New York, NY 10158July 12, 2005 - April 7, 2016
WELLS FARGO SECURITIES, LLC
March 12, 2000 - July 12, 2005
DEUTSCHE BANK SECURITIES INC.
June 29, 1999 - December 31, 1999
GLEACHER PARTNERS LLC
December 7, 1998 - June 29, 1999
NATWEST FINANCE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
DC ADVISORY
CRD#: 129919 / SEC#: , 8-66273
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CORPORATE ADVISORY HOLDINGS INC. | SHAREHOLDER | |
| BAYER, JONATHAN LEWIS | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 5050555 |
| DONOHUE, JOSEPH THOMAS | VICE CHAIRMAN | 1630441 |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 |
| KOHR, WILLIAM EDWARD | CHIEF EXECUTIVE OFFICER | 1563851 |
| PACITTO, PETER JOSEPH | CHIEF ADMINISTRATIVE OFFICER, CFO, FINOP | 1700696 |
Red Flags
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