Todd R. Taskey
Professional summary
Todd Russell Taskey was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Todd is a previously registered financial advisor and started their career in finance in 1987. Prior to being barred, Todd had worked at 7 firms, which includes GROVE POINT INVESTMENTS LLC, EAGLE STRATEGIES LLC, NYLIFE SECURITIES LLC, THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK, MONY SECURITIES CORPORATION, THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2004 - December 21, 2005
GROVE POINT INVESTMENTS, LLC
August 8, 2003 - June 7, 2004
EAGLE STRATEGIES LLC
February 22, 2000 - May 21, 2004
NYLIFE SECURITIES LLC
November 2, 1989 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
November 2, 1989 - February 22, 2000
MONY SECURITIES CORPORATION
August 3, 1987 - April 5, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 3, 1987 - April 7, 1988
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
