BS
Barbra R. Shaffer
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Ft. Lauderdale, FL 33304
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CRD#: 1700153
BS
Professional summary
Barbra Robin Shaffer, who also goes by Barbra Robin Pearl, Barbra Pearl, Barbra Robin Schreiber, Barbra Schreiber, Barbra Shaffer, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Ft. Lauderdale, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Ft Lauderdale, Florida.
Barbra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Barbra has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Barbra Robin Pearl | Barbra Pearl | Barbra Robin Schreiber | Barbra Schreiber | Barbra Shaffer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2020, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 80 HR/MO TRADING 2) SHAFFER WEALTH SOLUTIONS, 715 NE 16th Terrace, Suite 2, Fort Lauderdale FL 33304, 04/2024, PRESIDENT, DBA Name, INV REL, 160 HR/MO 160 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Barbra Robin Shaffer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 13, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 715 Ne 16th Terrace Ste 2, Ft. Lauderdale, FL 33304RIA
CRD#: 134139
Ft. Lauderdale, FL
Current
December 13, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Ft Lauderdale, FL
Past
May 30, 2019 - December 24, 2019
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
FORT LAUDERDALE, FL
Past
November 22, 2013 - December 24, 2019
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
FORT LAUDERDALE, FL
Past
September 22, 2009 - November 22, 2013
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
FORT LAUDERDALE, FL
Past
March 4, 2008 - October 16, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
CORAL SPRINGS, FL
Past
November 13, 2006 - March 4, 2008
IFMG SECURITIES, INC.
BD
CRD#: 14416
COCONUT CREEK, FL
Past
August 1, 2002 - November 14, 2006
JWH SECURITIES, INC.
BD
CRD#: 45295
BOCA RATON, FL
Past
January 1, 2002 - January 28, 2002
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
October 13, 1997 - January 1, 2002
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
September 30, 1997 - October 14, 1997
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
January 12, 1995 - September 29, 1997
INVESCO CAPITAL MARKETS, INC.
BD
CRD#: 6939
HOUSTON, TX
Past
July 3, 1990 - January 12, 1995
AMERICAN CAPITAL MARKETING, INC.
BD
CRD#: 6699
Past
August 25, 1988 - November 24, 1989
VAN ECK SECURITIES CORPORATION
BD
CRD#: 2269
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/12/2021)
RR
Colorado(12/13/2019)
RR
Connecticut(12/26/2019)
RR
Florida(12/13/2019)
IAR
Florida(1/3/2020)
RR
Georgia(12/16/2019)
RR
Louisiana(12/13/2019)
RR
Maryland(12/13/2019)
RR
Massachusetts(12/13/2019)
RR
New Jersey(12/13/2019)
RR
New York(12/13/2019)
RR
Ohio(12/13/2019)
RR
Pennsylvania(12/13/2019)
RR
Texas(12/13/2019)
IAR
Texas(12/13/2019)
RR
Virginia(4/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Ft. Lauderdale, FL 33304TRUST BUT VERIFY
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