Joseph W. Grundy

GRUNDY FINANCIAL ADVISORY SERVICES

Township Of Washington, NJ

Some features on this profile are disabled

CRD#: 1700075

Professional summary

Joseph Willis Grundy, CFP® is a registered financial advisor currently at GRUNDY FINANCIAL ADVISORY SERVICES located in Township Of Washington, New Jersey.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Joseph has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Grundy is engaged in activities as a gold futures trader for his own personal benefit during normal trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Willis Grundy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

May 15, 2017 - Present

GRUNDY FINANCIAL ADVISORY SERVICES

RIA

CRD#: 288188

Township Of Washington, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/15/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

GRUNDY FINANCIAL ADVISORY SERVICES

GRUNDY FINANCIAL ADVISORY SERVICES | GRUNDY FINANCIAL ADVISORY SERVICES, LLC

CRD#: 288188 / SEC#:

New Jersey

Registered Investment Advisory firm - (5/15/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Township Of Washington, NJ

Mailing Address

Phone number

(201) 286-8502

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.