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Stephen Dragos

RODMAN & RENSHAW

EDEN PRAIRIE, MN

·CRD# 1700070·39 years experience

Professional Summary

Stephen Dragos, who also goes by Stephen Martin Dragos, Steve Dragos, Stephen M Dragos, is a registered financial advisor currently at RODMAN & RENSHAW, LLC located in Eden Prairie, Minnesota and STOCKBLOCK SECURITIES located in Eden Prairie, Minnesota. Stephen is registered as a RR (Registered Representative) and started their career in finance in 1987. Stephen has worked at 12 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stephen Martin Dragos, Steve Dragos, Stephen M Dragos

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

RODMAN & RENSHAW, LLC·CRD# 281264

BD

Eden Prairie, MN

December 23, 2025 - Present

STOCKBLOCK SECURITIES·CRD# 307304

BD

Eden Prairie, MN

January 9, 2026 - Present

EXCELSIOR EQUITIES·CRD# 309158

BD

Denver, MN

October 24, 2022 - January 5, 2026

FIDELITY BROKERAGE SERVICES LLC·CRD# 7784

BD

Merrimack, NH

July 8, 2021 - February 15, 2022

NORTHLAND SECURITIES, INC.·CRD# 40258

BD

Minneapolis, MN

January 3, 2011 - November 18, 2019

AGENCY TRADING GROUP, INC.·CRD# 108887

BD

Wayzata, MN

November 4, 2008 - December 17, 2010

THINKEQUITY LLC·CRD# 44274

BD

Minneapolis, MN

November 22, 2006 - November 3, 2008

MILLER JOHNSON STEICHEN KINNARD, INC.·CRD# 694

BD

Minneapolis, MN

July 6, 2005 - November 3, 2006

THINKEQUITY LLC·CRD# 44274

BD

San Francisco, CA

May 20, 2002 - May 23, 2005

PIPER SANDLER & CO.·CRD# 665

BD

Minneapolis, MN

May 3, 1993 - May 22, 2002

FERRIS, BAKER WATTS, LLC·CRD# 285

BD

Baltimore, MD

July 25, 1990 - May 4, 1993

QUICK & REILLY, INC.·CRD# 11217

BD

April 19, 1988 - September 13, 1988

FORESTERS FINANCIAL SERVICES, INC.·CRD# 305

BD

July 23, 1987 - October 1, 1987

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Current Firm

SS

STOCKBLOCK SECURITIES

STOCKBLOCK | STOCKBLOCK SECURITIES LLC | STOCKBLOCK SECURITIES

CRD#: 307304 / SEC#: 8-70481

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

600 Lexington Avenue 32nd Floor, New York, NY 10022

Mailing Address

600 Lexington Avenue 32nd Floor, New York, NY 10022

Phone Number

(212) 540-4440

Established

Delaware since 01/02/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STOCKBLOCK LLC	SHAREHOLDER	—
DINKIN, DAVID WILLIAM	PRESIDENT	7226108
KIRSCH, KENNETH JOHN	CFO/FINOP	1671480
VASINKEVICH, MICHAEL	CEO	2843810
ZAKAY, JOSEPH	CHIEF COMPLIANCE OFFICER	6787824

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(12/23/2025)

RR

Alaska
(12/23/2025)

RR

Arizona
(12/23/2025)

RR

Arkansas
(12/23/2025)

RR

California
(12/23/2025)

RR

Colorado
(12/23/2025)

RR

Connecticut
(12/23/2025)

RR

Delaware
(12/23/2025)

RR

District of Columbia
(12/23/2025)

RR

Florida
(12/23/2025)

RR

Georgia
(12/23/2025)

RR

Hawaii
(12/23/2025)

RR

Idaho
(12/23/2025)

RR

Illinois
(12/23/2025)

RR

Indiana
(12/23/2025)

RR

Iowa
(12/23/2025)

RR

Kansas
(12/23/2025)

RR

Kentucky
(12/23/2025)

RR

Louisiana
(12/23/2025)

RR

Maine
(12/23/2025)

RR

Maryland
(12/23/2025)

RR

Massachusetts
(12/23/2025)

RR

Michigan
(12/23/2025)

RR

Minnesota
(12/23/2025)

RR

Mississippi
(12/23/2025)

RR

Missouri
(12/23/2025)

RR

Montana
(12/23/2025)

RR

Nebraska
(12/23/2025)

RR

Nevada
(12/23/2025)

RR

New Hampshire
(12/23/2025)

RR

New Jersey
(12/23/2025)

RR

New Mexico
(12/23/2025)

RR

New York
(12/23/2025)

RR

North Carolina
(12/23/2025)

RR

North Dakota
(12/23/2025)

RR

Ohio
(12/26/2025)

RR

Oklahoma
(12/23/2025)

RR

Oregon
(12/23/2025)

RR

Pennsylvania
(12/23/2025)

RR

Puerto Rico
(12/23/2025)

RR

Rhode Island
(12/23/2025)

RR

South Carolina
(12/23/2025)

RR

South Dakota
(12/23/2025)

RR

Tennessee
(12/23/2025)

RR

Texas
(12/23/2025)

RR

Utah
(12/23/2025)

RR

Vermont
(12/23/2025)

RR

Virgin Islands
(12/23/2025)

RR

Virginia
(12/23/2025)

RR

Washington
(12/23/2025)

RR

West Virginia
(12/23/2025)

RR

Wisconsin
(12/23/2025)

RR

Wyoming
(12/23/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1987About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 1999

Series 7 — General Securities Representative Examination

Passed Apr 1988About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1987About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Oct 2005About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Stephen Dragos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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