John R. Capasso

CAPITAL PLANNING ASSOCIATES

MARLTON, NJ 08053

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CRD#: 1700026

Professional summary

John R Capasso is a registered financial advisor currently at CAPITAL PLANNING ASSOCIATES, INCORPORATED located in Marlton, New Jersey.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INVESTMENT ADVISORY SERVICES OFFERED THROUGH CAPITAL PLANNING ASSOCIATES, INCORPORATED (A NEW JERSEY-REGISTERED INVESTMENT ADVISER) AS AN INVESTMENT ADVISER REPRESENTATIVE; 525 ROUTE 73 NORTH, STE 218 MARLTON, NJ, 08053 2) INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT; 3) CAPTIVE PLANNING ASSOCIATES, LLC, PRESIDENT, CEO, FIVE GREENTREE CENTRE, 525 RT 73 NORTH SUITE 218 MARLTON NJ 08053, 01/2007-PRESENT, 35 HRS/WK (35 HRS DURING SECURITIES TRADING HRS), NOT INVESTMENT RELATED 4) CAPTIVE PLANNING RESOUCES, LLC (CPR) CPR OWNS: ALLEGIANCE ASSURANCE LLC AND OMNI INS CO, YES, 1925 LOVERING AVE., WILMINGTON, DE 19806, CORP-LLC, PARTNER, 2010/2011, 3HRS/MONTH DURING SECURITIES TRADING HRS, 3HRS DT, MANAGERIAL NOT INVESTMENT RELATED. 5) JPAT TEANECK, LLC POSITION: Member Manager NATURE: LLC - Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2014 ADDRESS: Five Greentree Centre, 525 Rt 73 No., Ste 218, Marlton NJ 08053, United States DESCRIPTION: N/A

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John R Capasso's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2006 - Present

CAPITAL PLANNING ASSOCIATES, INCORPORATED

Office #1: 525 Route 73 North Suite 218, Marlton, NJ 08053

RIA

CRD#: 128863

MARLTON, NJ

Past

August 18, 2010 - May 9, 2018

FSC SECURITIES CORPORATION

CRD#: 7461

MARLTON, NJ

Past

August 13, 2007 - June 30, 2010

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

MEDFORD, NJ

Past

August 13, 2007 - June 30, 2010

NATIONAL PLANNING CORPORATION

CRD#: 29604

MEDFORD, NJ

Past

December 7, 1994 - August 28, 2007

WALNUT STREET SECURITIES, INC.

CRD#: 15840

MEDFORD, NJ

Past

June 15, 1989 - December 9, 1994

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

February 4, 1989 - June 23, 1989

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

August 21, 1987 - October 29, 1988

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/4/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/16/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Current Firm

CAPITAL PLANNING ASSOCIATES, INCORPORATED

CRD#: 128863 / SEC#:

New Jersey

Registered Investment Advisory firm - (10/17/1991 Approved)

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Contact information

Main Address

750 Route 73 South Suite 105b, Marlton, NJ 08053

Mailing Address

Phone number

(609) 714-8889

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 3,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John R. Capasso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John R Capasso's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL PLANNING ASSOCIATES, INCORPORATED

FSC SECURITIES CORPORATION

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

WALNUT STREET SECURITIES, INC.

ROBERT THOMAS SECURITIES, INC

FSC SECURITIES CORPORATION

LINCOLN FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/16/1987

SIE

Date: 5/9/2018

Series 7

Date: 8/15/1987

Current Firm

CAPITAL PLANNING ASSOCIATES, INCORPORATED

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL PLANNING ASSOCIATES, INCORPORATED

TRUST BUT VERIFY

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