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MS

Margaret R. Sucre'-vail

SUCRE'-VAIL WEALTH ADVISORS
HOUSTON, TX 77058
Some features on this profile are disabled
CRD#: 1699749
MS

Professional summary


Margaret Rose Sucre'-vail, who also goes by Margaret Giles, Margaret Rose Sucre, Margaret R Sucre-vail, Margaret Rose Sucre-vail, Margaret R Sucrevail, is a registered financial advisor currently at SUCRE'-VAIL WEALTH ADVISORS located in Houston, Texas.

Margaret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Margaret has worked at 9 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Margaret Giles | Margaret Rose Sucre | Margaret R Sucre-Vail | Margaret Rose Sucre-Vail | Margaret R Sucrevail

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Margaret Rose Sucre'-vail's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 31, 2003 - Present

SUCRE'-VAIL WEALTH ADVISORS

Office #1: 16862 Royal Crest, Houston, TX 77058
RIA
CRD#: 114679
HOUSTON, TX
Past

November 20, 2007 - January 14, 2008

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
MONACA, PA
Past

October 26, 2007 - November 19, 2007

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
MONACA, PA
Past

January 3, 2006 - October 12, 2007

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
HOUSTON, TX
Past

April 24, 2001 - April 20, 2004

FREEDOM FINANCIAL, INC.

BD
CRD#: 45850
OMAHA, NE
Past

January 11, 2000 - August 23, 2000

SUMMIT BROKERAGE SERVICES, INC.

BD
CRD#: 34643
BOCA RATON, FL
Past

March 26, 1993 - April 1, 1993

RUSHMORE SECURITIES CORPORATION

BD
CRD#: 8392
DALLAS, TX
Past

December 5, 1989 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

December 5, 1989 - February 8, 2000

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

September 16, 1987 - October 17, 1989

FIRST FINANCIAL SECURITIES OF AMERICA, INC.

BD
CRD#: 13642
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(7/31/2003)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/28/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


SW
SUCRE'-VAIL WEALTH ADVISORS
SUCRE'-VAIL WEALTH ADVISORS | XELAN | SUCRE-VAIL, INC. | SUCRE-VAIL, INC | SUCRE-VAIL WEALTH ADVISORS

CRD#: 114679 / SEC#: 801-63217

RIA
Registered Investment Advisory firm - (4/16/2007 Terminated)
Texas
Registered Investment Advisory firm - (5/19/2006 Approved)
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Contact information


Main Address
16862 Royal Crest Drive, Houston, TX 77058
Mailing Address
Phone number
(281) 286-9991
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts93
AUM (Assets Under Management)$ 48,120,000

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SUCRE'-VAIL WEALTH ADVISORS

CRD#: 114679Houston, TX 77058

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