Anthony Ruggiero
Professional summary
Anthony Ruggiero, who also goes by Anthony Thomas Ruggiero, Anthony Ruggiero, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1995. Anthony has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Ruggiero's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901February 27, 2019 - March 10, 2023
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
November 28, 2017 - January 4, 2019
WELLS FARGO SECURITIES, LLC
January 28, 2016 - August 25, 2017
INSPEREX LLC
May 30, 2012 - June 1, 2015
STERNE, AGEE & LEACH, INC.
May 8, 2007 - May 29, 2012
KEEFE, BRUYETTE & WOODS, INC.
February 12, 1997 - May 8, 2007
SANDLER, O'NEILL & PARTNERS, L.P.
January 2, 1996 - January 20, 1997
FIRST INSTITUTIONAL SECURITIES, L.L.C.
February 6, 1995 - May 12, 1995
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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