Dennis Rourke
Professional summary
Dennis Rourke is a registered financial professional currently at AGC PARTNERS located in Boston, Massachusetts.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1987. Dennis has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Rourke's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2003 - Present
AGC PARTNERS
Office #1: 99 High Street Floor 22, Boston, MA 02110October 1, 1997 - April 25, 2001
BANC OF AMERICA SECURITIES LLC
May 22, 1996 - October 1, 1997
MONTGOMERY SECURITIES
December 20, 1994 - May 28, 1996
GLEACHER & COMPANY SECURITIES, INC.
July 29, 1987 - September 11, 1989
EATON VANCE DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2004)
(12/8/2003)
(1/13/2004)
(1/13/2004)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
AGC PARTNERS
CRD#: 125958 / SEC#: , 8-65839
Contact information
FINRA licenses (14 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
AGC PARTNERS
CRD#: 125958Boston, MA 02110TRUST BUT VERIFY
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