Martin J. Briesach
Professional summary
Martin James Briesach is a registered financial advisor currently at NICH CAPITAL PARTNERS, INC. located in La Quinta, California.
Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Martin has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Martin James Briesach's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2012 - Present
NICH CAPITAL PARTNERS, INC.
March 10, 2008 - February 6, 2012
TITAN CAPITAL MANAGEMENT, LLC
May 25, 1989 - February 1, 2006
CHARLES SCHWAB & CO., INC.
October 21, 1987 - March 27, 1989
INTERFIRST CAPITAL CORPORATION
Primary Firm SEC Registration
NICH CAPITAL PARTNERS, INC.
CRD#: 159260 / SEC#: 801-121774
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/10/2012)
Exams
Series 8
Date: 5/20/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NICH CAPITAL PARTNERS, INC.
CRD#: 159260 / SEC#: 801-121774
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 172,584,684 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.