James M. Burnett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Michael Burnett was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1987. James had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2000 - June 3, 2020
BROADSTONE SECURITIES
June 16, 1998 - October 9, 2000
RAYMOND JAMES & ASSOCIATES, INC.
May 11, 1998 - September 25, 1999
RONEY & CO.
November 15, 1993 - May 11, 1998
RONEY & CO. L.L.C.
July 31, 1993 - November 30, 1993
CITIGROUP GLOBAL MARKETS INC.
May 24, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
August 18, 1987 - May 27, 1988
RONEY & CO. L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROADSTONE SECURITIES
CRD#: 101600 / SEC#: , 8-52094
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
