Michael A. Volpe
Professional summary
Michael A Volpe is a registered financial professional currently at LAMPERT CAPITAL MARKETS INC. located in Ny, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 9 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael A Volpe's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2023 - Present
LAMPERT CAPITAL MARKETS INC.
Office #1: 900 Third Ave Suite 1403, Ny, NY 10022December 20, 2013 - July 17, 2023
CANTONE RESEARCH INC.
February 18, 2010 - January 9, 2012
ADVANCED EQUITIES, INC.
April 17, 2009 - September 2, 2009
THINKEQUITY LLC
January 2, 2002 - May 4, 2009
OPPENHEIMER & CO. INC.
January 31, 1990 - January 2, 2002
JOSEPHTHAL & CO., INC.
October 26, 1989 - February 27, 1990
J. T. MORAN & CO., INC.
March 31, 1989 - December 14, 1989
WILLIAM M. CADDEN & CO., INC.
May 25, 1988 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2023)
(7/16/2023)
(9/5/2023)
Exams
Series 8
Date: 7/31/1992
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
LAMPERT CAPITAL MARKETS INC.
CRD#: 103725 / SEC#: , 8-52234
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LAMPERT ADVISORS LLC | SHAREHOLDER | |
| LAMPERT, STEWART RANDY | CHAIRMAN/CEO DIRECTOR/ CCO | |
| NG, NELSON | CHIEF FINANCIAL OFFICER | 1716597 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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