RM
Richard F. Milella
BROOKSTONE WEALTH ADVISORS
Hauppauge, NY 11788
Some features on this profile are disabled
CRD#: 1697366
RM
Professional summary
Richard Francis Milella is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Hauppauge, New York.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Richard has worked at 9 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
01/1986 - PRESENT, Richard Milella, 1393 VETERANS MEMORIAL HIGHWAY #314N - HAUPPAUGE, NY 11788 - INDEPENDENT INSURANCE SALES, PRODUCTS INCLUDE FIXED, DISABILITY, HEALTH, LIFE, EMPLOYEE BENEFITS AND LONG TERM CARE, HOURS DEDICATED: 20/WEEK (20/WEEK DURING TRADING HOURS) 12/2012 - PRESENT, LONG ISLAND FUNDING FOR EDUCATION, 1393 VETERANS MEMORIAL HWY SUITE 314N, HAUPPAUGE, NY 11788, OFFICER/ FINANCIAL COUNSELING SERVICE FOR FAMILIES WITH COLLEGE-BOUND CHILDREN, HOURS DEDICATED: 4/WEEK (0/WEEK DURING TRADING HOURS) 12/2007 - PRESENT, R.F. MILELLA ADVISORY ASSOCIATES, LTD, 1393 VETERANS MEMORIAL HWY SUITE 314N, HAUPPAUGE, NEW YORK 11788, IAR DBA/FEE BASED FINANCIAL AND TAX PLANNING, HOURS DEDICATED: 160/MONTH (100/MONTH DURING TRADING HOURS) USA COLLEGE FINANCIAL PLANNING; NON INVESTMENT RELATED; COLLEGE FINANCIAL PLANNING; OWNER; STARTED 04/2020; 10 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER COLLEGE FINANCIAL AID COUNSELING.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Francis Milella's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2014 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 410 Motor Parkway, Suite 200, Hauppauge, NY 11788Office #2: 145 Merritts Road, Farmingdale, NY 11735RIA
CRD#: 137658
Hauppauge, NY
Past
August 30, 2011 - June 16, 2014
REDHAWK WEALTH ADVISORS, INC.
RIA
CRD#: 146616
FLUSHING, NY
Past
June 8, 2011 - August 8, 2011
RONALD A. BARTLETT & ASSOCIATES, LTD
RIA
CRD#: 147038
HAUPPAUGE, NY
Past
September 11, 2008 - April 1, 2010
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
BRIGHTWATERS, NY
Past
August 4, 2006 - June 18, 2008
EQUITY SERVICES, INC.
BD
CRD#: 265
HAUPPAUGE, NY
Past
April 5, 1999 - July 7, 2006
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
MELVILLE, NY
Past
April 5, 1999 - July 7, 2006
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
MELVILLE, NY
Past
March 17, 1988 - April 19, 1999
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
March 17, 1988 - April 27, 1999
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(10/20/2021)
IAR
New Jersey(6/13/2014)
IAR
New York(4/6/2021)
IAR
Texas(10/20/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
