Charles F. Imhoff

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Baltimore, MD 21286

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CRD#: 1697100

Professional summary

Charles Francis Imhoff JR, who also goes by Bud Imhoff Jr, Bud Imhoff, Charles Francis Imhoff, is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Baltimore, Maryland and LASALLE ST SECURITIES, L.L.C. located in Baltimore, Maryland.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Charles has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bud Imhoff Jr | Bud Imhoff | Charles Francis Imhoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHESAPEAKE FINANCIAL MGT ASSOCIATES, INC. (CFMA, INC.) ACCOUNTING & TAX & MANAGEMENT SERVICES & CONSULTING, 82% FIN.INT. APPROX $100K ANNL INCOME, 6 EMPLOYEES; FIXED INSURANCE, LIFE & LONG TERM CARE INSURANCE SALES, PROVIDE LIFE & LONG TERM CARE INS TO CLIENTS. 100% FIN INT. LESS THAN 1% TIME M/F. $1400 APPROX ANNL INC.; LaSalle St. Investment Advisors, LLC- IAR; The Bettinger-Marshall Foundation Inc Private Charitable organization-treasurer; SHEAN FAMILY FOUNDATION, Trustee and Board member,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Francis Imhoff JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2016 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 809 Gleneagles Ct Suite 112, Baltimore, MD 21286

RIA

CRD#: 109701

Baltimore, MD

Current

May 22, 1997 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 809 Gleneagles Ct 112, Baltimore, MD 21286

CRD#: 7191

Baltimore, MD

Past

September 2, 1992 - May 21, 1997

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

July 28, 1987 - September 10, 1992

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(5/12/2023)

Connecticut
(1/5/2012)

IAR

Florida
(11/17/2020)

Georgia
(10/14/2015)

IAR

Georgia
(6/10/2024)

Maryland
(5/22/1997)

IAR

Maryland
(8/23/2016)

New Mexico
(10/15/2008)

North Carolina
(4/8/2020)

Pennsylvania
(5/22/1997)

IAR

Pennsylvania
(11/2/2020)

IAR

Utah
(3/5/2024)

Utah
(5/20/2024)

IAR

Washington
(4/26/2021)

IAR

Wisconsin
(5/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/27/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/20/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/21/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Charles F. Imhoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Francis Imhoff JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

1ST GLOBAL CAPITAL CORP.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/27/1989

SIE

Date: 10/1/2018

Series 7

Date: 8/15/1987

Series 6

Date: 7/20/1987

Series 24

Date: 9/21/1994

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

Contact information

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