EK
Eric G. Koch
WORLD INVESTMENTS
Ramsey, NJ 07446-2558
Some features on this profile are disabled
CRD#: 1697095
EK
Professional summary
Eric George Koch, who also goes by Eric G Koch, is a registered financial advisor currently at WORLD INVESTMENTS, LLC located in Ramsey, New Jersey.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Eric has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric G Koch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.BERRY VERDUIN & KOCH
190 FRANKLIN AVENUE, RIDGEWOOD, NJ 07450
PARTNER IN CPA FIRM SINCE 1987 PERFORMING CLIENT SERVICES/ADMINSTRATIVE DUTIES; 250 HRS. MO. EVEN DURING TRADING HRS.
2.FRANKLIN WEALTH MANAGEMENT, LLC
190 FRANKLIN AVE. RIDGEWOOD, NJ 07450
OWNER
FINANCIAL PLANNING SERVICES
ALL REVENUES GENERATED BY COMMISSION EARNED AS A REGISTERED REP BY THE PRINCIPALS ERIC KOCH & DOUGLAS VERDUIN.
3.FFP INSURANCE
872 POOLE AVE, HAZLET, NJ
INSURANCE AGENT 11/14/14
HEALTH LIFE AND ANNUITIES
CRS (Client Relationship Summary) - BD
Click below to view Eric George Koch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2004 - Present
WORLD INVESTMENTS, LLC
Office #1: 48 South Franklin Turnpike Suite 300, Ramsey, NJ 07446-2558BD
CRD#: 20626
Ramsey, NJ
Current
September 10, 2004 - Present
WORLD INVESTMENTS, LLC
Office #1: 847 Broadway, Bayonne, NJ 07002BD
CRD#: 20626
Bayonne, NJ
Past
November 5, 2002 - January 31, 2005
ASSET & FINANCIAL PLANNING, LTD
RIA
CRD#: 110709
POUGHKEEPSIE, NY
Past
July 8, 1997 - September 27, 2004
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
POUGHKEEPSIE, NY
Past
September 14, 1995 - July 22, 1997
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Past
September 28, 1987 - November 1, 1989
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Connecticut(6/11/2018)
RR
Delaware(1/7/2014)
IAR
Delaware(1/16/2014)
RR
Florida(9/10/2004)
IAR
Florida(1/9/2014)
RR
Georgia(11/15/2006)
IAR
Georgia(11/27/2018)
RR
Maryland(8/2/2017)
RR
New Jersey(9/10/2004)
IAR
New Jersey(9/10/2004)
RR
New York(9/10/2004)
RR
Texas(8/2/2017)
RR
Vermont(11/15/2006)
RR
Virginia(1/7/2014)
IAR
Virginia(1/8/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WI
WORLD INVESTMENTS, LLC
COLTS NECK WHY T&T SECURITIES, INC. | WORLD INVESTMENTS, LLC | WORLD INVESTMENTS, INC. | WORLD ADVISORY SERVICES | TFS WEALTH MANAGEMENT | TFS SECURITIES, INC. | TFS POTFOLIO ADVISORY SERVICES | TFS PORTFOLIO ADVISORY SERVICES,DIVISION OF TFS SECURITIES, INC. | TFS PORTFOLIO ADVISORY SERVICES, A DIVISION OF TFS SECURITIES, INC. | TFS PORTFOLIO ADVISORY SERVICES | TFS ADVISORY SERVICES | NASD SPELLING ERROR - POTFOLIO SHOULD BE PORTFOLIO | INNOVATIVE MARKET TRENDS | FREEMAN & VANNAUKER | FFP WEALTH MANAGEMENT
CRD#: 20626 / SEC#: 801-56426, 8-38377
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
437 Newman Springs Road, Lincroft, NJ 07738
Mailing Address
437 Newman Springs Road, Lincroft, NJ 07738
Phone number
(732) 758-9300
Established
New Jersey since 09/30/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
217
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
