Leonard P. Raskin

RASKIN GLOBAL

Phoenix, MD 21131

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CRD#: 1696689

Professional summary

Leonard P Raskin, CFP®, ChFC®, CLU®, who also goes by Leonard Paul Raskin, is a registered financial advisor currently at RASKIN GLOBAL INC. located in Phoenix, Maryland.

Leonard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Leonard has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leonard Paul Raskin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Raskin Global, LLC Insurance Agent - Sell Other Life, DI, LTC and Health Insurance, 401k audit, referral for 1035 exchagne Start: 08/2011 Address: 3312 Papermill Road, Suite 202, Phoenix, MD 21131 20 bus hrs per month Investment related 2. Currence; Not Investment Related; Member/Investor; Software system; Start date 05/2025; Belmar, NJ; Less than 5% of time

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard P Raskin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

May 3, 2021 - Present

RASKIN GLOBAL INC.

Office #1: 3312 Papermill Road Suite 202, Phoenix, MD 21131

RIA

CRD#: 313300

Phoenix, MD

Past

April 30, 2001 - May 5, 2021

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HUNT VALLEY, MD

Past

May 3, 1999 - May 5, 2021

PARK AVENUE SECURITIES LLC

CRD#: 46173

HUNT VALLEY, MD

Past

May 23, 1991 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

July 13, 1987 - May 20, 1991

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

July 13, 1987 - May 20, 1991

HOME LIFE INSURANCE COMPANY

CRD#: 4184

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(10/25/2021)

IAR

Florida
(6/17/2021)

IAR

Louisiana
(5/6/2021)

IAR

Maryland
(5/3/2021)

IAR

Pennsylvania
(5/3/2021)

IAR

Texas
(8/13/2021)

IAR

Virginia
(5/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2006

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/10/1987

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/9/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RASKIN GLOBAL INC.

CRD#: 313300 / SEC#:

Delaware

Registered Investment Advisory firm - (10/25/2021 Approved)

Florida

Registered Investment Advisory firm - (6/17/2021 Approved)

Louisiana

Registered Investment Advisory firm - (5/6/2021 Approved)

Maryland

Registered Investment Advisory firm - (4/30/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/3/2021 Approved)

Texas

Registered Investment Advisory firm - (8/13/2021 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (5/11/2021 Approved)

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Contact information

Main Address

3312 Papermill Road Suite 202, Phoenix, MD 21131

Mailing Address

Phone number

(443) 212-1122

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 15,093,561

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Leonard P. Raskin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard P Raskin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

WS GRIFFITH SECURITIES, INC.

HOME LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2002

Series 63

Date: 7/27/1987

SIE

Date: 10/1/2018

Series 7

Date: 3/10/2006

Series 22

Date: 8/10/1987

Series 6

Date: 7/9/1987

Current Firm

RASKIN GLOBAL INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RASKIN GLOBAL INC.

TRUST BUT VERIFY

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