Michael E. Van Dusen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edlee Van Dusen, who also goes by Michael Edlee Van Dusen, Michael Edlee Vandusen, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2012 - December 31, 2020
GRIFFIN CAPITAL SECURITIES, LLC
February 1, 2011 - January 6, 2012
GRUBB & ELLIS CAPITAL CORPORATION
April 18, 2007 - August 9, 2011
GRUBB & ELLIS SECURITIES, INC.
May 23, 2005 - April 23, 2007
U.S. SELECT SECURITIES LLC
November 16, 2004 - May 16, 2005
DBSI SECURITIES CORPORATION
March 8, 2004 - August 2, 2004
CAPNET SECURITIES CORPORATION
July 18, 2002 - December 31, 2002
EMPIRE FINANCIAL GROUP, INC.
January 22, 1998 - August 22, 2000
SWIFT ENERGY MARKETING COMPANY
April 17, 1991 - April 1, 1997
SWIFT ENERGY MARKETING COMPANY
September 8, 1987 - October 25, 1989
FIRST CAPITAL INVESTMENT CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GRIFFIN CAPITAL SECURITIES, LLC
CRD#: 37739 / SEC#: , 8-47891
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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