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Eugene Whitcomb Fetter

THE LEADERS GROUP
SUMMIT, NJ
·CRD# 1695701·39 years experience

Professional Summary

Eugene Whitcomb Fetter, who also goes by Gene Fetter, is a registered financial advisor currently at THE LEADERS GROUP, INC. located in Summit, New Jersey. Eugene is registered as a RR (Registered Representative) and started their career in finance in 1987. Eugene has worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gene Fetter

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

Current

THE LEADERS GROUP, INC.Current·CRD# 37157
BD
475 Springfield Ave, Summit, NJ 07901
November 25, 2024 - Present

Past

CONCOURSE FINANCIAL GROUP SECURITIES, INC.Past·CRD# 15708
BD
Cranberry Township, PA
November 2, 2022 - December 2, 2024
OSAIC FS, INC.Past·CRD# 3870
BD
Fort Wayne, IN
August 28, 2013 - May 5, 2022
COREBRIDGE CAPITAL SERVICES, INC.Past·CRD# 13158
BD
Houston, TX
June 28, 2013 - August 29, 2013
AMERICAN GENERAL EQUITY SERVICES CORPORATIONPast·CRD# 5435
BD
Houston, TX
April 7, 2011 - June 28, 2013
SIGNATOR FINANCIAL SERVICES, INC.Past·CRD# 19061
BD
Bellevue, WA
March 4, 2010 - December 31, 2010
SUN LIFE FINANCIAL DISTRIBUTORS, INC.Past·CRD# 5496
BD
Wellesley Hills, MA
January 26, 2006 - February 1, 2010
METLIFE INVESTORS DISTRIBUTION COMPANYPast·CRD# 107622
BD
New York City, NY
July 1, 2001 - November 2, 2005
METLIFE INVESTORS DISTRIBUTION COMPANYPast·CRD# 6695
BD
Newport Beach, CA
June 1, 2004 - December 11, 2004
WALNUT STREET SECURITIES, INC.Past·CRD# 15840
BD
El Segundo, CA
July 29, 1993 - July 1, 2001
ROBERT W. BAIRD & CO. INCORPORATEDPast·CRD# 8158
BD
Milwaukee, WI
June 23, 1988 - June 23, 1993
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLCPast·CRD# 2881
BD
Milwaukee, WI
March 30, 1988 - June 23, 1993
LINCOLN INVESTMENTPast·CRD# 519
BD
Fort Washington, PA
July 7, 1987 - April 8, 1988

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Current Firm

TL
THE LEADERS GROUP, INC.

SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP | SIMPLICITY INVESTMENTS, INC.

CRD#: 37157 / SEC#: 8-47639
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

475 Springfield Ave Suite 1, Summit, NJ 07901

Phone Number

(303) 797-9080

Established

Delaware since 07/14/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER—
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Pennsylvania
(11/25/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1987About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eugene Whitcomb Fetter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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