Suzanne M. Irwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Marie Irwin was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1996. Suzanne had worked at 2 firms and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2012 - August 23, 2022
RWA WEALTH PARTNERS
April 14, 1996 - February 28, 2012
ADVISER INVESTMENTS
Primary Firm SEC Registration
RWA WEALTH PARTNERS
CRD#: 156984 / SEC#: 801-73098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 4/10/1996
Non-Member General Securities ExaminationCurrent Firm
RWA WEALTH PARTNERS
CRD#: 156984 / SEC#: 801-73098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,490 |
| AUM (Assets Under Management) | $ 17,255,241,142 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/02/2025 | ||
| 09/29/2023 | ||
| 12/09/2022 |
Red Flags
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