Michael J. Clifton
Professional summary
Michael James Clifton, who also goes by Michael Clifton, is a registered financial professional currently at MISCHLER FINANCIAL GROUP, INC. located in Matawan, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael James Clifton's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2010 - Present
MISCHLER FINANCIAL GROUP, INC.
Office #1: 171 Main Street, Suite 303, Matawan, NJ 07747August 29, 2006 - February 11, 2010
MAGNA
May 15, 2006 - August 17, 2006
W.A. CAPITAL MARKETS
September 10, 2001 - May 12, 2006
FARINA & ASSOCIATES, INC.
January 3, 2000 - September 24, 2001
MURIEL SIEBERT & CO., LLC
June 9, 1999 - January 3, 2000
OSCAR GRUSS & SON INCORPORATED
March 26, 1998 - March 19, 1999
BRILL SECURITIES, INC.
April 10, 1997 - May 23, 1997
APEX CLEARING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2010)
(2/23/2022)
(3/26/2010)
(3/26/2010)
(1/18/2021)
(5/27/2010)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/3/2006
Limited Representative-Equity Trader ExamSeries 25
Date: 4/6/2000
NYSE Trading Assistant ExaminationFINRA
Current Firm
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818 / SEC#: , 8-48067
Contact information
FINRA licenses (49 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
