Joseph Marasciullo

UNFCU ADVISORS LLC

NEW YORK, NY 10017

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CRD#: 1695531

Professional summary

Joseph Marasciullo, CFP®, who also goes by Joe Marasciullo, is a registered financial advisor currently at UNFCU ADVISORS LLC located in New York, New York and COPPER FINANCIAL located in New York, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Joseph has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 8, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Marasciullo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Finances for the Fearless; Investment-related; 1510 W Carmen St, Tampa, FL 33606; Financial education to veterans, service members and their families; Board Member; Apr 2019; 10 hrs; 0 hrs; Board member. (2) United Nations Federal Credit Union Advisors GmbH; Investment-related; Graben 12/6, Wien, Austria 1010; Investments, real estate, insurance; Gesch�ftsf�hrer (Managing Director); Sept 2019; 10 hrs; 10 hrs; Managing director. (3) United Nations Federal Credit Union Advisors; Investment-related; 24-01 44th Rd, Long Island City, NY 11101; Registered Investment Adviser; President; May 2018; 160 hrs; 160 hrs; Executive management. (4) Industrial Coverage; Investment-related; 24-01 44th Rd, Long Island City, NY 11101; Insurance agency; Agent; Mar 2016; 0 hrs; 0 hrs; Offer insurance products to UNFCU members. (5) Copper Financial; Investment-related; 9777 Ridge Drive, Lenexa, KS 66219; Broker-Dealer; Investment Professional; May 2018; 160 hrs; 160 hrs; Investment Professional to UNFCU members. (6) United Nations Federal Credit Union; Investment-related; 24-01 44th Rd, Long Island City, NY 11101; Federal Credit Union; FVP Deposit Products Officer; Nov 2022; 140 hrs; 140 hrs; Head of deposit strategy and growth.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Marasciullo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

August 8, 2018 - Present

UNFCU ADVISORS LLC

Office #1: 2 Un Plaza 3rd Floor, New York, NY, 10017

RIA

CRD#: 136572

NEW YORK, NY

Current

April 30, 2018 - Present

COPPER FINANCIAL

Office #1: Two Un Plaza 3rd Floor (e. 44th Street, Between 1st And 2nd Avenue), New York, NY, 10017

RIA

CRD#: 168203

New York, NY

Past

December 8, 2014 - May 1, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

LONG ISLAND CITY, NY

Past

November 26, 2014 - May 1, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LONG ISLAND CITY, NY

Past

January 31, 2011 - October 2, 2014

TD AMERITRADE, INC.

RIA

CRD#: 7870

MELVILLE, NY

Past

January 31, 2011 - October 2, 2014

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

MELVILLE, NY

Past

January 19, 2011 - October 2, 2014

TD AMERITRADE, INC.

CRD#: 7870

MELVILLE, NY

Past

May 29, 2007 - March 24, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BROOKLYN, NY

Past

May 29, 2007 - March 24, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BROOKLYN, NY

Past

November 9, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

BROOKLYN, NY

Past

August 18, 2004 - October 26, 2004

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

BROOKLYN, NY

Past

September 2, 1993 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

BROOKLYN, NY

Past

December 7, 1992 - April 2, 1993

ADVANCED EQUITY GROUP, INC.

CRD#: 13873

Past

June 30, 1992 - December 3, 1992

PRENTICE SECURITIES, INCORPORATED

CRD#: 22897

HALLANDALE, FL

Past

January 31, 1992 - June 25, 1992

FAB SECURITIES OF AMERICA, INC.

CRD#: 28212

NEW YORK, NY

Past

May 11, 1990 - January 23, 1992

ALFRED SECURITIES, INC.

CRD#: 14932

NEW YORK, NY

Past

November 30, 1988 - May 10, 1990

PARAGON CAPITAL MARKETS, INC.

CRD#: 18555

EAST HANOVER, NJ

Past

January 4, 1988 - December 13, 1988

GREENTREE SECURITIES CORP.

CRD#: 7372

Past

August 3, 1987 - December 31, 1987

BROOKS WEINGER ROBBINS & LEEDS INC.

CRD#: 14156

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNFCU ADVISORS LLC

UNFCU ADVISORS LLC | UNFCU FINANCIAL SERVICES, LLC | UNFCU FINANCIAL ADVISORS | UNFCU ADVISORS, LLC

CRD#: 136572 / SEC#: 801-67069

RIA

Registered Investment Advisory firm - (8/8/2006 Approved)

New York

Registered Investment Advisory firm - (8/9/2006 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(4/30/2018)

New Jersey
(5/2/2018)

New York
(4/30/2018)

IAR

New York
(9/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 11/17/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 27

Date: 1/29/1993

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/20/1992

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

UNFCU ADVISORS LLC

UNFCU ADVISORS LLC | UNFCU FINANCIAL SERVICES, LLC | UNFCU FINANCIAL ADVISORS | UNFCU ADVISORS, LLC

CRD#: 136572 / SEC#: 801-67069

RIA

Registered Investment Advisory firm - (8/8/2006 Approved)

New York

Registered Investment Advisory firm - (8/9/2006 Cancelled)

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Contact information

Main Address

24-01 44th Road, Long Island City, NY 11101-4605

Mailing Address

Phone number

(212) 324-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (ADV PART 2) (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 31,768,224

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph Marasciullo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Marasciullo's CRS (Customer Relationship Summary).

Certified licenses

Experience

COPPER FINANCIAL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

ADVANCED EQUITY GROUP, INC.

PRENTICE SECURITIES, INCORPORATED

FAB SECURITIES OF AMERICA, INC.

ALFRED SECURITIES, INC.

PARAGON CAPITAL MARKETS, INC.

GREENTREE SECURITIES CORP.

BROOKS WEINGER ROBBINS & LEEDS INC.

Primary Firm SEC Registration

UNFCU ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/1999

Series 63

Date: 8/10/1987

SIE

Date: 10/1/2018

Series 7

Date: 7/18/1987

Series 8

Date: 11/17/1998

Series 27

Date: 1/29/1993

Series 24

Date: 5/20/1992

FINRA

Current Firm

UNFCU ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNFCU ADVISORS LLC

TRUST BUT VERIFY

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