Sandro L. Ramos
Professional summary
Sandro Louis Ramos, who also goes by Sande Ramos, Sandy Ramos, is a registered financial professional currently at STONECREST CAPITAL MARKETS, INC. located in Orlando, Florida.
Sandro is registered as a RR (Registered Representative) and started their career in finance in 1988. Sandro has worked at 13 firms and has passed the Series 63, Series 65, Series 99TO, Series 79TO, SIE, Series 87, Series 7, Series 9, Series 10, Series 24, Series 14, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sandro Louis Ramos's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2021 - Present
STONECREST CAPITAL MARKETS, INC.
June 17, 2019 - January 30, 2020
CGIS SECURITIES LLC
January 17, 2018 - July 26, 2018
INSIGNEO SECURITIES, LLC
June 6, 2017 - November 15, 2017
KOVACK SECURITIES INC.
August 4, 2014 - September 12, 2017
CAPITAL GUARDIAN, LLC
October 14, 2013 - August 11, 2014
STATETRUST INVESTMENTS INC.
June 18, 2012 - August 9, 2013
INTERTRADING SECURITIES
November 4, 2009 - November 14, 2011
MORGAN KEEGAN & COMPANY, LLC
October 28, 2009 - November 14, 2011
MORGAN KEEGAN & COMPANY, LLC
January 5, 2006 - December 31, 2008
STANFORD GROUP COMPANY
October 31, 2005 - March 23, 2009
STANFORD GROUP COMPANY
May 31, 2005 - June 15, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 16, 1989 - February 24, 2004
CHARLES SCHWAB & CO., INC.
September 9, 1988 - May 9, 1989
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 19, 1988 - September 13, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 5/6/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
STONECREST CAPITAL MARKETS, INC.
CRD#: 39616 / SEC#: , 8-48754
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 5 |
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