Mark T. Vandiver

GRIFFIN FAMILY PARTNERS

Nashville, TN

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CRD#: 1695188

Professional summary

Mark Todd Vandiver, who also goes by Mark Vandiver, is a registered financial advisor currently at GRIFFIN FAMILY PARTNERS, LLC located in Nashville, Tennessee.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Mark has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Vandiver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed insurance agent in multiple states. Receives insurance commissions and renewals for the sale of life, health, disability and/or long-term care. Managing Member of Griffin Legacy Partners LLC, an affiliate of Griffin Family Partners. Griffin Legacy Partners provides family office services to wealthy families.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Todd Vandiver's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2017 - Present

GRIFFIN FAMILY PARTNERS, LLC

RIA

CRD#: 285042

Nashville, TN

Past

December 2, 2016 - February 28, 2017

TAYLOR SECURITIES, INC.

CRD#: 17575

BRENTWOOD, TN

Past

January 26, 2015 - February 8, 2017

INTEROCEAN CAPITAL - TN, LLC

RIA

CRD#: 151867

CHICAGO, IL

Past

February 18, 2005 - September 22, 2014

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

NASHVILLE, TN

Past

June 16, 2004 - December 5, 2014

&PARTNERS

RIA

CRD#: 3767

NASHVILLE, TN

Past

June 1, 2004 - December 5, 2014

&PARTNERS

CRD#: 3767

NASHVILLE, TN

Past

March 9, 2004 - June 14, 2004

BALENTINE & COMPANY OF TENNESSEE

RIA

CRD#: 109387

FRANKLIN, TN

Past

February 4, 2004 - June 14, 2004

WILMINGTON TRUST INVESTMENT MANAGEMENT

RIA

CRD#: 19396

FRANKLIN, TN

Past

April 3, 1998 - September 22, 2014

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

NASHVILLE, TN

Past

March 31, 1998 - June 14, 2004

WILMINGTON TRUST INVESTMENT MANAGEMENT

CRD#: 19396

ATLANTA, GA

Past

January 8, 1997 - December 8, 1997

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

June 17, 1993 - April 8, 1998

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

March 5, 1991 - June 17, 1993

G. R. PHELPS & CO., INC.

CRD#: 173

Past

August 20, 1987 - June 19, 1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CRD#: 2873

NEW YORK, NY

Past

August 20, 1987 - June 19, 1990

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRIFFIN FAMILY PARTNERS, LLC

GRIFFIN FAMILY PARTNERS, LLC | GRIFFIN PARTNERS

CRD#: 285042 / SEC#: 801-108438

RIA

Registered Investment Advisory firm - (9/19/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/27/2017)

IAR

Texas
(4/25/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/11/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/19/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/5/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/18/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GRIFFIN FAMILY PARTNERS, LLC

GRIFFIN FAMILY PARTNERS, LLC | GRIFFIN PARTNERS

CRD#: 285042 / SEC#: 801-108438

RIA

Registered Investment Advisory firm - (9/19/2016 Approved)

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Contact information

Main Address

Nashville, TN

Mailing Address

P.o. Box 150325, Nashville, TN 37215-0325

Phone number

(615) 948-4060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GRIFFIN FAMILY PARTNERS BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 246,600,530

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Mark T. Vandiver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Todd Vandiver's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAYLOR SECURITIES, INC.

INTEROCEAN CAPITAL - TN, LLC

KESTRA INVESTMENT SERVICES, LLC

&PARTNERS

&PARTNERS

BALENTINE & COMPANY OF TENNESSEE

WILMINGTON TRUST INVESTMENT MANAGEMENT

KESTRA INVESTMENT SERVICES, LLC

WILMINGTON TRUST INVESTMENT MANAGEMENT

MML INVESTORS SERVICES, LLC

WOODBURY FINANCIAL SERVICES, INC.

G. R. PHELPS & CO., INC.

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

GRIFFIN FAMILY PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/11/2004

Series 63

Date: 8/19/1987

SIE

Date: 2/28/2017

Series 7

Date: 1/5/2005

Series 6

Date: 8/18/1987

Current Firm

GRIFFIN FAMILY PARTNERS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRIFFIN FAMILY PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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