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MV

Mark T. Vandiver

GRIFFIN FAMILY PARTNERS
Nashville, TN
Some features on this profile are disabled
CRD#: 1695188
MV

Professional summary

Mark Todd Vandiver, who also goes by Mark Vandiver, is a registered financial advisor currently at GRIFFIN FAMILY PARTNERS, LLC located in Nashville, Tennessee.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Mark has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mark Vandiver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Licensed insurance agent in multiple states. Receives insurance commissions and renewals for the sale of life, health, disability and/or long-term care. Managing Member of Griffin Legacy Partners LLC, an affiliate of Griffin Family Partners. Griffin Legacy Partners provides family office services to wealthy families.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Todd Vandiver's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 25, 2017 - Present

GRIFFIN FAMILY PARTNERS, LLC

RIA
CRD#: 285042
Nashville, TN
Past

December 2, 2016 - February 28, 2017

TAYLOR SECURITIES, INC.

BD
CRD#: 17575
BRENTWOOD, TN
Past

January 26, 2015 - February 8, 2017

INTEROCEAN CAPITAL - TN, LLC

RIA
CRD#: 151867
CHICAGO, IL
Past

February 18, 2005 - September 22, 2014

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
NASHVILLE, TN
Past

June 16, 2004 - December 5, 2014

&PARTNERS

RIA
CRD#: 3767
NASHVILLE, TN
Past

June 1, 2004 - December 5, 2014

&PARTNERS

BD
CRD#: 3767
NASHVILLE, TN
Past

March 9, 2004 - June 14, 2004

BALENTINE & COMPANY OF TENNESSEE

RIA
CRD#: 109387
FRANKLIN, TN
Past

February 4, 2004 - June 14, 2004

WILMINGTON TRUST INVESTMENT MANAGEMENT

RIA
CRD#: 19396
FRANKLIN, TN
Past

April 3, 1998 - September 22, 2014

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
NASHVILLE, TN
Past

March 31, 1998 - June 14, 2004

WILMINGTON TRUST INVESTMENT MANAGEMENT

BD
CRD#: 19396
ATLANTA, GA
Past

January 8, 1997 - December 8, 1997

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

June 17, 1993 - April 8, 1998

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

March 5, 1991 - June 17, 1993

G. R. PHELPS & CO., INC.

BD
CRD#: 173
Past

August 20, 1987 - June 19, 1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

BD
CRD#: 2873
NEW YORK, NY
Past

August 20, 1987 - June 19, 1990

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GRIFFIN FAMILY PARTNERS, LLC
GRIFFIN FAMILY PARTNERS, LLC | GRIFFIN PARTNERS

CRD#: 285042 / SEC#: 801-108438

RIA
Registered Investment Advisory firm - (9/19/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(4/27/2017)
IAR
Texas
(4/25/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/11/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/19/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/28/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/5/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/18/1987
Investment Company Products/Variable Contracts Representative Examination

Current Firm

GF
GRIFFIN FAMILY PARTNERS, LLC
GRIFFIN FAMILY PARTNERS, LLC | GRIFFIN PARTNERS

CRD#: 285042 / SEC#: 801-108438

RIA
Registered Investment Advisory firm - (9/19/2016 Approved)
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Contact information

Main Address
Nashville, TN
Mailing Address
P.o. Box 150325, Nashville, TN 37215-0325
Phone number
(615) 948-4060
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GRIFFIN FAMILY PARTNERS BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts160
AUM (Assets Under Management)$ 246,600,530

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRIFFIN FAMILY PARTNERS, LLC

CRD#: 285042Nashville, TN

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Contact information

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