Bryan J. Baccaro

ALLSTATE FINANCIAL ADVISORS

Red Bank, NJ 07701-6155

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CRD#: 1694298

Professional summary

Bryan James Baccaro is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Red Bank, New Jersey and ALLSTATE FINANCIAL SERVICES, LLC located in Red Bank, New Jersey.

Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Bryan has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 3, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COUNT BASIS THEATRE POSITION: security guard NATURE: CBT Security INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2022 ADDRESS: 99 Monmouth Street, Red Bank NJ 07701, United States DESCRIPTION: Providing security for entertainers who will be there BRYAN BACCARO POSITION: EFS NATURE: life carriers renewal commissions- Everlake , ETC. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/09/2025 ADDRESS: 4 Hendrickson Avenue, suite 3, red bank NJ 07701, United States DESCRIPTION: RESIDUAL COMMISSIONS ONLY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan James Baccaro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2019 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 4 Hendrickson Ave, Ste 3, Red Bank, NJ 07701-6155

RIA

CRD#: 109524

Red Bank, NJ

Current

June 3, 2019 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 4 Hendrickson Ave Ste 3, Red Bank, NJ 07701-6155

CRD#: 18272

Red Bank, NJ

Past

April 27, 2018 - April 5, 2019

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WALL, NJ

Past

April 26, 2018 - April 5, 2019

EQUITABLE ADVISORS, LLC

CRD#: 6627

WALL, NJ

Past

August 11, 2017 - May 1, 2018

ALLIANCE-ONE INVESTMENTS, LLC

CRD#: 286025

Warwick, RI

Past

February 26, 2015 - August 11, 2017

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

BRIDGEWATER, NJ

Past

December 22, 2010 - September 4, 2013

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

SOMERSET, NJ

Past

December 22, 2010 - September 4, 2013

TOWER SQUARE SECURITIES, INC.

CRD#: 833

SOMERSET, NJ

Past

September 7, 2007 - September 4, 2013

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

SOMERSET, NJ

Past

September 7, 2007 - January 2, 2015

NEW ENGLAND SECURITIES

RIA

CRD#: 615

SOMERSET, NJ

Past

September 7, 2007 - July 7, 2016

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

SOMERSET, NJ

Past

July 26, 2007 - September 4, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

SOMERSET, NJ

Past

July 26, 2007 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

SOMERSET, NJ

Past

July 26, 2007 - June 30, 2016

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SOMERSET, NJ

Past

September 26, 2006 - June 7, 2007

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

February 7, 2005 - October 28, 2005

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

TINTON FALLS, NJ

Past

January 28, 2005 - October 28, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

January 28, 2005 - October 28, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

May 30, 2003 - May 7, 2004

TD WEALTH MANAGEMENT SERVICES INC.

RIA

CRD#: 6940

SOUTH PLAINFIELD, NJ

Past

May 30, 2003 - May 7, 2004

TD WEALTH MANAGEMENT SERVICES INC.

CRD#: 6940

PHILADELPHIA, PA

Past

May 8, 2003 - May 12, 2003

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA

CRD#: 105068

PLAINSBORO, NJ

Past

September 20, 1999 - May 12, 2003

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Past

June 23, 1993 - November 12, 1993

MUTUAL FUND MANAGEMENT CO., INC.

CRD#: 25283

Past

September 23, 1992 - August 28, 1999

INTERCAPITAL GOVERNMENT SECURITIES INC.

CRD#: 19710

NEW YORK, NY

Past

February 13, 1992 - September 9, 1992

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

July 25, 1987 - December 5, 1991

INTERCAPITAL GOVERNMENT SECURITIES INC.

CRD#: 19710

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(8/24/2021)

Florida
(1/6/2023)

Georgia
(2/10/2020)

New Jersey
(6/4/2019)

IAR

New Jersey
(6/4/2019)

New York
(6/11/2019)

North Carolina
(2/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/23/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/2/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 5/28/1999

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/29/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 10/17/2005

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/18/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan J. Baccaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan James Baccaro's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

ALLIANCE-ONE INVESTMENTS, LLC

METLIFE INVESTORS DISTRIBUTION COMPANY

TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

NEW ENGLAND SECURITIES

MSI FINANCIAL SERVICES, INC.

WALNUT STREET SECURITIES, INC.

NEW ENGLAND SECURITIES

MSI FINANCIAL SERVICES, INC.

PRUCO SECURITIES, LLC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

TD WEALTH MANAGEMENT SERVICES INC.

TD WEALTH MANAGEMENT SERVICES INC.

MERRILL LYNCH INVESTMENT MANAGERS LP

FAM DISTRIBUTORS, INC.

MUTUAL FUND MANAGEMENT CO., INC.

INTERCAPITAL GOVERNMENT SECURITIES INC.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

INTERCAPITAL GOVERNMENT SECURITIES INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/23/2003

Series 63

Date: 9/10/1994

SIE

Date: 10/1/2018

Series 55

Date: 7/2/1999

Series 3

Date: 5/28/1999

Series 7

Date: 11/29/1991

Series 51

Date: 10/17/2005

Series 24

Date: 9/18/1998

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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