Hector E. Chao
Professional summary
Hector E Chao is a registered financial professional currently at HAMILTON CLARK SUSTAINABLE CAPITAL, INC. located in Washington, District Of Columbia.
Hector is registered as a RR (Registered Representative) and started their career in finance in 1988. Hector has worked at 9 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hector E Chao's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2017 - Present
HAMILTON CLARK SUSTAINABLE CAPITAL, INC.
Office #1: 1701 Pennsylvania Avenue Nw Suite 200, Washington, DC 20006June 13, 2012 - March 6, 2017
NATIONAL SECURITIES CORPORATION
April 19, 2012 - April 23, 2012
INTERNATIONAL ASSETS ADVISORY, LLC
April 28, 2009 - May 10, 2012
LEGEND MERCHANT GROUP, INC.
November 22, 2005 - December 3, 2008
KEYBANC CAPITAL MARKETS INC.
February 1, 2000 - September 25, 2001
J.P. MORGAN SECURITIES INC.
October 21, 1999 - February 1, 2000
HAMBRECHT & QUIST LLC
April 12, 1996 - October 7, 1999
SUTRO & CO. INCORPORATED
April 20, 1988 - June 7, 1988
WILLIAM O'NEIL SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HAMILTON CLARK SUSTAINABLE CAPITAL, INC.
CRD#: 26010 / SEC#: , 8-42236
Contact information
FINRA licenses (15 States and Territories)
Documents
Red Flags
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