AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
WB

William Belden Iii

FORESIDE FUND SERVICES
Lisle, IL
·CRD# 1693322·39 years experience

Professional Summary

William Belden III, who also goes by Bill Belden III, William Ainchliffe Belden III, William Hinchliffe Belden Iii, William Belden, is a registered financial advisor currently at FORESIDE FUND SERVICES, LLC located in Lisle, Illinois. William is registered as a RR (Registered Representative) and started their career in finance in 1987. William has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Belden Iii, William Ainchliffe Belden Iii, William Hinchliffe Belden Iii, William Belden

Blog Corner

Similar Advisors

FC
Flavia Cardozo

J.P. MORGAN SECURITIES LLC

NAPERVILLE, IL · CRD#
View profile
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
JOLIET, IL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

FC
Flavia Cardozo

J.P. MORGAN SECURITIES LLC

NAPERVILLE, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
JOLIET, IL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

FC
Flavia Cardozo

J.P. MORGAN SECURITIES LLC

NAPERVILLE, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
JOLIET, IL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

FC
Flavia Cardozo

J.P. MORGAN SECURITIES LLC

NAPERVILLE, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
JOLIET, IL · CRD#

Years of Experience

39 years in the financial services industry

Current & Past Employments

FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
3333 Warrenville Road Suite 350, Lisle, IL 60532
October 16, 2019 - Present
GUGGENHEIM DISTRIBUTORS, LLC·CRD# 40805
BD
Lisle, IL
April 11, 2012 - March 3, 2014
GUGGENHEIM FUNDS DISTRIBUTORS, LLC·CRD# 39805
BD
Chicago, IL
April 4, 2005 - May 31, 2018
NORTHERN TRUST SECURITIES, INC.·CRD# 7927
BD
Chicago, IL
August 24, 2001 - April 7, 2005
BOFA DISTRIBUTORS, INC.·CRD# 30683
BD
Boston, MA
January 1, 1998 - December 31, 1999
IFMG SECURITIES, INC.·CRD# 14416
BD
Purchase, NY
April 28, 1995 - January 1, 1998
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
February 1, 1995 - March 10, 1995
KEMPER FINANCIAL SERVICES, INC.·CRD# 798
BD
October 10, 1989 - February 1, 1995
W&S BROKERAGE SERVICES, INC.·CRD# 8099
BD
July 22, 1987 - January 22, 1988

Similar Advisors

FC
Flavia Cardozo

J.P. MORGAN SECURITIES LLC

NAPERVILLE, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
JOLIET, IL · CRD#

Current Firm

FF
FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Similar Advisors

FC
Flavia Cardozo

J.P. MORGAN SECURITIES LLC

NAPERVILLE, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
JOLIET, IL · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

FC
Flavia Cardozo

J.P. MORGAN SECURITIES LLC

NAPERVILLE, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
JOLIET, IL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(10/16/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2008About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

FC
Flavia Cardozo

J.P. MORGAN SECURITIES LLC

NAPERVILLE, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
JOLIET, IL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view William Belden III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

FC
Flavia Cardozo

J.P. MORGAN SECURITIES LLC

NAPERVILLE, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
JOLIET, IL · CRD#
WB
Follow William
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required