RZ
Robert A. Zappitelli
ZAPPITELLI FINANCIAL SERVICES
Concord, OH 44077
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CRD#: 1693073
RZ
Professional summary
Robert Anthony Zappitelli, CFP® is a registered financial advisor currently at ZAPPITELLI FINANCIAL SERVICES located in Concord, Ohio and CETERA INVESTMENT ADVISERS LLC located in Concord, Ohio.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Robert and John LLC~9946 Johnnycake Ridge Road~Concord~OH~44077~Automobile Sales/Service~Partner/General Partner~6/1/2009~10hrs~0hrs~Car Washes. Commercial Rental Property. 2) Harvey Alumni Association~200 W. Walnut Ave~Painesville~OH~44077~Club/Association Director/Officer~Member of the Board of Directors~1/1/2014~2hrs~0hrs~Attend Board Meetings. 3) Harvey Endowment Fund~200 W. Walnut Ave~Painesville~OH~44077~Club/Association Director/Officer~Member of the Board of Directors~1/1/2014~2hrs~0hrs~Attend Board Meetings.3 4) Lake Erie College~391 W Washington St.~Painesville~OH~44077~Education~Member of the Board of Directors~1/1/2014~2hrs~0hrs~Attend Board Meetings. 5) Zappitelli Enterprises Inc.~9946 Johnnycake Ridge Road~Concord~OH~44077~Real Estate~Partner/General Partner~6/1/2008~12hrs~0hrs~Car Washes, Commercial Rental Property 6) North Coast Fund~9946 Johnnycake~Concord~OH~44077~Other~Partner/General Partner~1/1/1979~30hrs~0hrs~gas store, watch cash register. Car Wash. Rental Property. 7) Zappitelli Financial Services~9946 Johnnycake~Concord~OH~44077~Tax Preparation/Accounting~Tax Preparation/Accounting~1/1/1988~160hrs~150hrs~Tax Prep, Payroll, Accounting, Bookkeeping. 8) Valcon Inc.~9946 Johnnycake Ridge Rd~Concord~OH~44077~Other~Owner~1/1/2019~0hrs~0hrs~I am just a silent investor. My brother performs the day to day operations. 9) MFRJZ Inc.~9946 Johnnycake Ridge Rd~Concord~OH~44077~Other~Owner~8/1/2018~0hrs~0hrs~E-Commerce. Sale of Baby Clothing & Products. 10) Zapp E-Commerce Stores Inc.~9946 Johnnycake Ridge Rd~Concord~OH~44077~Other~Owner~8/1/2018~0hrs~0hrs~E-Commerce- Sale of pet products online. 11) ZAPPITELLI ANIMAL CARE POSITION: SILENT PARTNER NATURE: VETERINARY CLINIC AND ANIMAL GROOMING CENTER INVESTMENT RELATED: No; 1; 0; 10/01/2022; 9946 Johnnycake Ridge Road, Concord OH 44077; NO RESPONSIBILITIES IN THIS BUSINESS. JUST A SILENT OWNER WITH MY BROTHER. 12) ZAPPITELLI ENTERPRISES INC. POSITION: Partner/General Partner NATURE: Real Estate INVESTMENT RELATED: Yes; 12; 0; 06/01/2008; 9946 Johnnycake Ridge Road, Concord OH 44077; Car Washes, Commercial Rental Property, Car Repair/Car Care. 13) ZAPPITELLI ANIMAL CARE; POSITION: SILENT PARTNER NATURE: VETERINARY CLINIC AND ANIMAL GROOMING CENTER INVESTMENT RELATED: No; 1; 0; 10/01/2022; 9946 Johnnycake Ridge Road, Concord OH 44077; NO RESPONSIBILITIES IN THIS BUSINESS. JUST A SILENT OWNER WITH MY BROTHER. 14) ZAPPITELLI WEALTH ADVISORS POSITION: DIRECTOR OF WEALTH , CFP, E.A NATURE: I am the Director of Wealth Management for our Wealth Management Team called Zappitelli Wealth Advisors. We provide brokerage, advisory and insurance services to our clients. I'm licensed to performall of the following duties. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 12/28/2022 ADDRESS: 9946 Johnnycake Ridge Road, Concord OH 44077, United States DESCRIPTION: 1) Meet with clients to discuss their investment strategies and risk tolerance.2) Help clients with their investment goals with suitable investment choices.3) Process paperwork needed to complete tasks.4) Answer client questions regarding investments5) Help clients reach their tax goals while being conscious of their tax situation.6) Help clients reach their financial goals.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Anthony Zappitelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
August 21, 2006 - Present
ZAPPITELLI FINANCIAL SERVICES
Office #1: 9946 Johnnycake Ridge Road, Concord, OH 44077Office #2: 9946 Johnnycake Ridge Road, Concord, OH 44077RIA
CRD#: 119711
Concord, OH
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9946 Johnnycake Ridge Road, Concord, OH 44077RIA
CRD#: 105644
CONCORD, OH
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9946 Johnnycake Ridge Road, Concord, OH 44077BD
CRD#: 13572
Concord, OH
Past
June 13, 2017 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Concord, OH
Past
August 4, 1987 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Concord, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Hawaii(9/5/2025)
RR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Maine(9/5/2025)
RR
Maryland(9/5/2025)
RR
Michigan(9/5/2025)
RR
Minnesota(9/5/2025)
RR
Missouri(9/5/2025)
RR
Nevada(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
IAR
Ohio(8/21/2006)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/17/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Concord, OH 44077TRUST BUT VERIFY
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