Wayne S. Hill

CAPITAL INVESTMENT ADVISORY SERVICES

Lane, SC

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CRD#: 1692976

Professional summary

Wayne Spencer Hill II, who also goes by Wayne S Hill II, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Lane, South Carolina and CAPITAL INVESTMENT GROUP, INC. located in Raleigh, North Carolina.

Wayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Wayne has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wayne S Hill Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. STRATEGIC ASSET MANAGEMENT CONSULTANTS, INC. FINANCIAL ADVISOR. 155 JACKSON ROAD, FUQUAY-VARINA, NC 27526. DBA NAME FOR SELLING SECURITIES. ROLE INCLUDES MARKETING INVESTOR SERVICES. STARTED 8/2017. INVESTMENT RELATED. 80 HRS/MONTH, 80 DURING NORMAL TRADING HRS. 2. FOKKER HILL FARM, LLC. CO-FOUNDER. 888 GOURDIN ROAD, LANE, SC 29564. AGRICULTURE FARM TO SELL PECANS AND TREES TO PUBLIC. OVERSEE FARM OPERATIONS. NOT INVESTMENT RELATED. STARTED 01/2019. 50 HRS/MONTH. 5 DURING NORMAL TRADING HRS. 3. HILL ASSET MANAGEMENT. PO BOX 48, LANE, SC 29564. STARTED 01/1994. ENTITY UNDER WHICH ALL FINANCIAL ADVISOR AND INSURANCE BUSINESS IS CONDUCTED. INVESTMENT RELATED. 40 HRS/WK, 33 DURING NORMAL TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Spencer Hill II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2013 - Present

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 149124

Lane, SC

Current

January 11, 1994 - Present

CAPITAL INVESTMENT GROUP, INC.

Office #1: 150 Fayetteville Street Suite 2300, Raleigh, NC 27601

CRD#: 14752

Raleigh, NC

Past

June 1, 2006 - December 31, 2012

CIC ADVISERS, LLC

RIA

CRD#: 130735

KINGSTREE, SC

Past

October 2, 1993 - April 29, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

October 29, 1990 - September 16, 1992

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

July 11, 1988 - October 18, 1990

G. K. SCOTT & CO., INC.

CRD#: 3305

PLAINVIEW, NY

Past

November 27, 1987 - July 18, 1988

BROWNSTONE-SMITH SECURITIES CORP.

CRD#: 17118

Past

June 24, 1987 - November 5, 1987

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/13/2002)

Georgia
(1/3/2022)

North Carolina
(1/5/1995)

South Carolina
(1/11/1994)

IAR

South Carolina
(2/7/2013)

Tennessee
(1/30/2018)

West Virginia
(2/14/1996)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/1990

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/21/1988

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

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Contact information

Main Address

100 E. Six Forks Road Suite 200, Raleigh, NC 27609

Mailing Address

P.o. Box 32249, Raleigh, NC 27622

Phone number

(919) 831-2370

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIAS ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	8,619
AUM (Assets Under Management)	$ 1,930,938,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wayne S. Hill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Spencer Hill II's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL INVESTMENT GROUP, INC.

CIC ADVISERS, LLC

PRUCO SECURITIES, LLC.

FIRST UNION CAPITAL MARKETS CORP.

G. K. SCOTT & CO., INC.

BROWNSTONE-SMITH SECURITIES CORP.

THE STUART-JAMES COMPANY, INCORPORATED

Primary Firm SEC Registration

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/1990

Series 63

Date: 6/26/1987

SIE

Date: 10/1/2018

Series 7

Date: 6/20/1987

Series 4

Date: 1/21/1988

FINRA

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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