LB
Lawrence T. Birch
THINK ALPHA SECURITIES
Princeton, NJ 08540
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CRD#: 1692733
LB
Professional summary
Lawrence Terry Birch is a registered financial professional currently at THINK ALPHA SECURITIES, LLC located in Princeton, New Jersey.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1989. Lawrence has worked at 4 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Lawrence Terry Birch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2019 - Present
THINK ALPHA SECURITIES, LLC
Office #1: 116 Commons Way Building 1, Suite 166, Princeton, NJ 08540BD
CRD#: 300679
Princeton, NJ
Past
August 18, 2022 - June 9, 2023
DECHEQUE SECURITIES LLC
BD
CRD#: 311020
SALT LAKE CITY, UT
Past
February 22, 2010 - July 12, 2018
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
September 7, 1999 - July 7, 2009
BERNARD L. MADOFF INVESTMENT SECURITIES LLC
BD
CRD#: 2625
NEW YORK, NY
Past
May 26, 1989 - June 7, 1996
BERNARD L. MADOFF INVESTMENT SECURITIES LLC
BD
CRD#: 2625
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/13/2019)
RR
Alaska(10/24/2019)
RR
Arizona(10/17/2019)
RR
Arkansas(11/18/2019)
RR
California(8/4/2022)
RR
Colorado(11/7/2019)
RR
Connecticut(1/6/2020)
RR
Delaware(7/15/2020)
RR
District of Columbia(10/17/2019)
RR
Florida(7/4/2021)
RR
Georgia(1/6/2020)
RR
Hawaii(10/24/2019)
RR
Idaho(1/6/2020)
RR
Illinois(6/21/2022)
RR
Indiana(10/21/2019)
RR
Iowa(2/12/2020)
RR
Kansas(12/12/2019)
RR
Kentucky(2/20/2020)
RR
Louisiana(11/27/2019)
RR
Maine(12/6/2019)
RR
Maryland(11/27/2019)
RR
Massachusetts(1/14/2020)
RR
Michigan(10/16/2019)
RR
Minnesota(11/27/2019)
RR
Mississippi(1/2/2020)
RR
Missouri(10/22/2019)
RR
Montana(8/5/2022)
RR
Nebraska(3/19/2020)
RR
Nevada(11/21/2019)
RR
New Hampshire(11/26/2019)
RR
New Jersey(10/16/2019)
RR
New Mexico(11/15/2019)
RR
New York(1/15/2020)
RR
North Carolina(1/7/2020)
RR
North Dakota(11/26/2019)
RR
Ohio(10/18/2019)
RR
Oklahoma(10/18/2019)
RR
Oregon(10/23/2019)
RR
Pennsylvania(10/22/2019)
RR
Puerto Rico(1/6/2020)
RR
Rhode Island(10/22/2019)
RR
South Carolina(12/3/2019)
RR
South Dakota(1/7/2020)
RR
Tennessee(10/18/2019)
RR
Texas(10/18/2019)
RR
Utah(10/17/2019)
RR
Vermont(11/26/2019)
RR
Virginia(10/17/2019)
RR
Washington(10/30/2019)
RR
West Virginia(11/8/2019)
RR
Wisconsin(10/17/2019)
RR
Wyoming(4/10/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/13/2010
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THINK ALPHA SECURITIES, LLC
THINK ALPHA FINANCIAL, LLC | TRADINGALPHA | THINK ALPHA SECURITIES, LLC
CRD#: 300679 / SEC#: , 8-70292
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
116 Commons Way Building 1, Suite 116, Princeton, NJ 08540
Mailing Address
116 Commons Way Suite 116, Princeton, NJ 08540
Phone number
(856) 389-3331
Established
Delaware since 02/06/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
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Company Information
THINK ALPHA SECURITIES, LLC
CRD#: 300679Princeton, NJ 08540TRUST BUT VERIFY
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