William N. Gregg

NORTH SHORE PRIVATE ASSET MANAGEMENT

Lake Forest, IL 60045

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CRD#: 1692570

Professional summary

William Newton Gregg, who also goes by Bill Gregg, is a registered financial advisor currently at NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC located in Lake Forest, Illinois.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. William has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Gregg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Newton Gregg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2016 - Present

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

Office #1: 222 E. Wisconsin Ave Suite 102, Lake Forest, IL 60045

RIA

CRD#: 130132

Lake Forest, IL

Past

July 8, 2016 - December 31, 2022

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

RIA

CRD#: 130132

LAKE FOREST, IL

Past

September 30, 2008 - September 30, 2008

WINTRUST INVESTMENTS LLC

RIA

CRD#: 875

CHICAGO, IL

Past

September 30, 2008 - August 6, 2015

GREAT LAKES ADVISORS, LLC

RIA

CRD#: 110757

CHICAGO, IL

Past

May 3, 2002 - November 25, 2005

NEWEDGE FINANCIAL INC.

CRD#: 27322

CHICAGO, IL

Past

May 24, 1990 - June 10, 1991

SDI CAPITAL MARKETS, INC.

CRD#: 23516

Past

February 23, 1988 - January 5, 1990

MIZUHO SECURITIES USA LLC

CRD#: 19647

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

CRD#: 130132 / SEC#: 801-92175

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

Illinois

Registered Investment Advisory firm - (4/17/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/1/2002

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 11/12/1997

National Commodity Futures Examination

Current Firm

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

CRD#: 130132 / SEC#: 801-92175

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

Illinois

Registered Investment Advisory firm - (4/17/2015 Terminated)

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Contact information

Main Address

222 E. Wisconsin Ave Suite 102, Lake Forest, IL 60045

Mailing Address

Phone number

(888) 375-4918

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/29/2025)

Regulatory assets under management

Total Number of Accounts	428
AUM (Assets Under Management)	$ 474,527,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William N. Gregg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Newton Gregg's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

WINTRUST INVESTMENTS LLC

GREAT LAKES ADVISORS, LLC

NEWEDGE FINANCIAL INC.

SDI CAPITAL MARKETS, INC.

MIZUHO SECURITIES USA LLC

Primary Firm SEC Registration

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/2008

Series 63

Date: 10/6/1988

Series 7

Date: 3/1/2002

Series 3

Date: 11/12/1997

Current Firm

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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