Kristine A. Humphrey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristine Ann Humphrey, who also goes by Kris Humphrey, Kristine Ann Johnson, Kristine Ann Kuritz, was a registered financial professional .
Kristine is a previously registered financial professional and started their career in finance in 1998. Kristine had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2004 - June 7, 2018
VCA SECURITIES, LP
January 13, 2001 - June 3, 2004
DEUTSCHE BANK SECURITIES INC.
July 9, 1998 - January 13, 2001
DB ALEX. BROWN LLC
State Registrations and Notice Filings
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Exams
Current Firm
VCA SECURITIES, LP
CRD#: 130748 / SEC#: , 8-66393
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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