Robert Leonhardt
Professional summary
Robert Leonhardt JR., who also goes by Bob Leonhardt, Robert Leonhardt Jr, Robert Leonhardt, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts and NATIONAL FINANCIAL SERVICES LLC located in Boston, Massachusetts.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Leonhardt JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2010 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210January 9, 2025 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210April 11, 2000 - May 7, 2019
NATIONAL FINANCIAL SERVICES LLC
December 22, 1989 - April 11, 2000
FIDELITY BROKERAGE SERVICES LLC
November 21, 1988 - January 1, 1990
KEYPORT FINANCIAL SERVICES CORP.
August 15, 1988 - November 17, 1988
IDS LIFE INSURANCE COMPANY
August 15, 1988 - November 17, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
April 18, 1988 - June 4, 1988
QUICK & REILLY, INC.
July 21, 1987 - April 7, 1988
BERLIND SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2010)
(6/2/2010)
(6/2/2010)
(6/3/2010)
(6/2/2010)
(6/2/2010)
(6/4/2010)
(6/2/2010)
(6/2/2010)
Exams
Series 8
Date: 2/4/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Boston, MA 02210TRUST BUT VERIFY
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