John A. Cannon
Professional summary
John Anthony Cannon is a registered financial professional currently at BTIG, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Anthony Cannon's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2022 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022July 13, 2015 - June 1, 2022
MIZUHO SECURITIES USA LLC
September 6, 2012 - February 9, 2015
DEUTSCHE BANK SECURITIES INC.
February 1, 1999 - July 12, 2012
CREDIT SUISSE SECURITIES (USA) LLC
March 19, 1992 - February 10, 1999
AUTRANET, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/29/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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