Kenneth J. Gruneisen
Professional summary
Kenneth Joseph Gruneisen is a registered financial professional currently at STONEX SECURITIES INC. located in Delray Beach, Florida.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1987. Kenneth has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Joseph Gruneisen's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2024 - Present
STONEX SECURITIES INC.
February 23, 2017 - September 23, 2024
AGES FINANCIAL SERVICES, LTD.
December 1, 2001 - April 24, 2017
SOURCE CAPITAL GROUP, INC.
September 30, 1994 - December 1, 2001
MERIT CAPITAL ASSOCIATES, INC.
December 23, 1991 - September 23, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 1, 1991 - January 3, 1992
KOBER FINANCIAL CORP.
June 6, 1989 - December 31, 1990
PFS INVESTMENTS INC.
July 31, 1987 - October 2, 1989
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2024)
(11/19/2024)
(11/18/2024)
(10/14/2024)
Exams
FINRA
Current Firm
STONEX SECURITIES INC.
CRD#: 18456 / SEC#: , 8-36638
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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