Dennis L. Franklin
Professional summary
Dennis Larone Franklin, who also goes by Dennis L Franklin, Dennis Franklin, is a registered financial professional currently at SIENA GLOBAL SECURITIES, LLC located in Oakland, California.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1987. Dennis has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Larone Franklin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 24, 2011 - Present
SIENA GLOBAL SECURITIES, LLC
Office #1: 2992 Burdeck Drive, Oakland, CA 94602February 7, 2011 - August 15, 2011
STINSON SECURITIES, LLC
May 29, 2008 - December 31, 2010
BLAYLOCK VAN, LLC
December 11, 2007 - January 14, 2008
URCHIN CAPITAL PARTNERS, LLC
October 15, 2002 - September 4, 2003
CRITERION CAPITAL MANAGEMENT, LLC
June 23, 1987 - May 17, 2000
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/26/2011)
(3/20/2024)
(2/27/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SIENA GLOBAL SECURITIES, LLC
CRD#: 156467 / SEC#: , 8-68797
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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Company Information
SIENA GLOBAL SECURITIES, LLC
CRD#: 156467Oakland, CA 94602TRUST BUT VERIFY
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