Michael G. Salardino

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CRD#: 1689952

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael George Salardino, CFP® was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BROADWAY THEATRE LEAGUE; PUEBLO, CO; 1998-PRESENT; DIRECTOR; NOT INVESTMENT RELATED; 0 HOURS PER MONTH, 0 HOURS DURING TRADING. 2) DANTE ALIGHIERI; 06/2014-PRESENT; NOT INVESTMENT RELATED; 2 VICE PRESIDENT; 0 HOURS PER MONTH, 0 HOURS DURING TRADING; PUEBLO, CO; PROMOTE ITALIAN CULTURE; NOT INVESTMENT RELATED. 3)Name of Business : Security Service FCU Address: 310 E Abriendo Ave,Pueblo, CO Nature of the Business: Bank/Credit Union Associate Position/Title: Associate / Employee Investment Related: Yes Start Date: 11/11/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial advisor 4) ORDER SONS OF ITALY IN AMERICA; 06/2014-PRESENT; PUEBLO, CO; PRESIDENT OF GRAND LODGE; 0 HOURS PER MONTH, 0 HOURS DURING TRADING; NOT INVESTMENT RELATED; FRATERNAL ORGANIZATION. 5)Name of Business : Rotary 43 Address: 3200 8th ave,Pueblo, CO Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Officer - CEO Investment Related:No Start Date: 07/01/2016 Hours per month devoted to this business: 6 Hours per month devoted to this business during trading hours: 6 Description of duties: Preside at weekly lunch meetings and monthly board meetings 6) ST JOHN NEWMAN CATHOLIC SCHOOL; PUEBLO, CO; BOARD MEMBER; 3 HOURS PER WEEK, 0 HOURS DURING TRADING; NOT INVESTMENT RELATED; EDUCATIONAL/RELIGIOUS; 04/2008-PRESENT. 7) PUEBLO SISTER CITY COMMISSION; 05/2007-PRESENT; PUEBLO, CO; 1 HOUR PER WEEK, 0 HOURS DURING TRADING; COORDINATE RELATIONSHIPS WITH SISTER CITIES IN OTHER COUNTRIES; NOT INVESTMENT RELATED; VICE PRESIDENT. 8)Name of Business : Security Service Investment Group Address: 310 E Abriendo Ave,Pueblo, CO Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Agent Investment Related:Yes Start Date: 08/25/2020 Hours per month devoted to this business: 170 Hours per month devoted to this business during trading hours: 130 Description of duties: I serve as a financial advisor

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Past

November 19, 2015 - February 15, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

PUEBLO, CO

Past

November 11, 2015 - February 15, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

PUEBLO, CO

Past

January 21, 2014 - November 10, 2015

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

PUEBLO, CO

Past

August 15, 2011 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

PUEBLO, CO

Past

August 15, 2011 - November 10, 2015

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

PUEBLO, CO

Past

June 1, 2009 - August 17, 2011

MORGAN STANLEY

RIA

CRD#: 149777

PUEBLO, CO

Past

June 1, 2009 - August 17, 2011

MORGAN STANLEY

CRD#: 149777

PUEBLO, CO

Past

March 20, 2001 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PUEBLO, CO

Past

September 1, 2000 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

PUEBLO, CO

Past

August 1, 1997 - September 7, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 9, 1993 - August 14, 1997

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

September 4, 1990 - July 16, 1993

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

July 22, 1987 - September 4, 1990

BOETTCHER & COMPANY, INC.

CRD#: 101

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA

Registered Investment Advisory firm - (12/23/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 9/11/1991

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA

Registered Investment Advisory firm - (12/23/2008 Approved)

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Contact information

Main Address

880 Carillon Parkway, Saint Petersburg, FL 33716

Mailing Address

Phone number

(727) 567-3020

Established

Firm type

Fiscal year end

# of Employees

6,727

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. WRAP BROCHURE (6/30/2025)

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. FIRM BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	1,030,208
AUM (Assets Under Management)	$ 344,868,106,925

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/12/2025	Cover Page	Report
08/21/2024	Cover Page	Report
09/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Michael G. Salardino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PIPER SANDLER & CO.

WELLS FARGO CLEARING SERVICES, LLC

BOETTCHER & COMPANY, INC.

Primary Firm SEC Registration

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2001

Series 63

Date: 7/9/1987

SIE

Date: 10/1/2018

Series 7

Date: 7/18/1987

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 9/11/1991

Current Firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

TRUST BUT VERIFY

Contact information

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